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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = (2s + 4)/(s² + 8s + 17) by completing the square, and evaluate f(0.1).
F(s) = (2s + 4)/(s² + 8s + 17)t = 0.1 s
f(0.1) =
2.Laplace transformsHard
A system is described by the differential equation y″ + 4y′ + 29y = u′ + 3u, with input u(t) and output y(t). Find its transfer function G(s) = Y(s)/U(s) (zero initial conditions) and evaluate the impulse response g(t) at t = 0.75 s. Find g(0.75).
y″ + 4y′ + 29y = u′ + 3ut = 0.75 s
g(0.75) =
3.Block diagramsMedium
The plant G(s) = K/(s(s + 16)) is in a unity negative feedback loop. Find the gain K for which the closed loop is critically damped (two equal real poles).
G(s) = K/(s(s + 16))unity negative feedback
K =
4.Block diagramsHard
A proportional controller K = 30 drives the plant G(s) = 4/(s + 10) in a unity negative feedback loop. A disturbance D enters at the plant input (it is added to the controller output). A reference step of size 5 and a disturbance step of size 10 are applied together. Find the steady-state output css.
K = 30G(s) = 4/(s + 10)D = 10R = 5
css =
5.Step responseMedium
A system has the transfer function G(s) = 168/(s² + 8s + 56) and receives a unit step input. Find the peak time tp of the step response.
G(s) = 168/(s² + 8s + 56)
tp = s
6.Step responseHard
A second-order system without zeros must have a step response with 30 % overshoot. Find the damping ratio ζ.
%OS = 30 %
ζ =
7.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram has negative feedback and L(s) = 80/(s(s + 1)(s + 4)). How many closed-loop poles N lie in the right half-plane?
L(s) = 80/(s(s + 1)(s + 4))
N =
8.Stability: Routh–Hurwitz & root locusHard
For L(s) = K/((s + 6)(s² + 2s + 10)), find the angle of departure θd of the root locus from the complex pole in the upper half-plane, measured from the positive real axis.
L(s) = K/((s + 6)(s² + 2s + 10))
θd = °
9.Steady-state error & PID controlMedium
The parabolic input r(t) = 2·t²/2 is applied to a unity-feedback loop with G(s) = 20(s + 2)/(s²(s + 5)). Find the steady-state error ess.
G(s) = 20(s + 2)/(s²(s + 5))r(t) = 2·t²/2
ess =
10.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 10/(s + 1) in a unity-feedback loop. The closed loop must have ωₙ = 8 rad/s and ζ = 0.5. Find the proportional gain Kp.
G(s) = 10/(s + 1)ωₙ = 8 rad/sζ = 0.5
Kp =
11.Bode plots & marginsMedium
The RC high-pass filter shown has R = 47 kΩ, C = 22 nF. A sinusoidal input of 310 Hz is applied. Find the gain |H| = |vout/vin| in dB.
R = 47 kΩC = 22 nFf = 310 Hz
|H| = dB
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 17/(s(s + 5)). Find the phase margin PM in degrees.
L(s) = 17/(s(s + 5))
PM = °
3Solutions
1.Laplace transforms
Answer: f(0.1) = 1.066
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Characteristic equation
1 + K/(s(s + 16)) = 0 → s² + 16s + K = 0
Repeated root
A quadratic s² + βs + γ has a double root when β² = 4γ.
16² = 4K → K = 256/4 = 64
Answer
K = 64
Both closed-loop poles are then at s = −8.
4.Block diagrams
Answer: css = 4.923
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Transfer functions
C/D = G/(1 + K·G) = 4/(s + 10 + 120)
C/R = K·G/(1 + K·G) = 120/(s + 10 + 120)
Steady state
css = 5·120/130 + 10·4/130 = 4.923
Answer
css = 4.923
A larger K reduces the effect of the disturbance, but never to zero with a proportional controller.
5.Step response
Answer: tp = 0.4967 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 5s² + 4s + 80 = 0
Routh array
s³: 1, 4
s²: 5, 80
s¹: −12
s⁰: 80
Sign changes in the first column
1 → 5 → −12 → 80
N = 2
Answer
N = 2
The gain is above the limit K = 20, so a complex pair has crossed into the right half-plane.
8.Stability: Routh–Hurwitz & root locus
Answer: θd = 59.04 °
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Pole locations
s² + 2s + 10 = 0 → s = −1 ± j3
s = −6
Angles from the other poles
∠(−1 + j3 + 6) = atan2(3, 5) = 30.96°
∠(−1 + j3 − (−1 − j3)) = ∠(j6) = 90°
Angle of departure
θd = 180° − 30.96° − 90° = 59.04°
Answer
θd = 59.04°
9.Steady-state error & PID control
Answer: ess = 0.25
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Acceleration constant
Ka = 20·2/5 = 8
Parabola error
ess = 2/8 = 0.25
Answer
ess = 0.25
10.Steady-state error & PID control
Answer: Kp = 0.7
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 1).
s² + (1 + 10Kp)s + 10Ki
Target polynomial
s² + 2·0.5·8s + 8² = s² + 8s + 64
Match the coefficients
1 + 10Kp = 8 → Kp = 0.7
Answer
Kp = 0.7
The integral term makes the loop type 1, so a step is followed without steady-state error.
11.Bode plots & margins
Answer: |H| = −0.957 dB
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(47000·2.2 × 10⁻⁸) = 967.1 rad/s
fc = 153.9 Hz → f/fc = 310/153.9 = 2.014
Gain
|H| = 2.014/√(1 + 2.014²) = 0.8957
20·log₁₀(0.8957) = −0.957 dB
Answer
|H| = −0.957 dB
12.Bode plots & margins
Answer: PM = 59.61 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.