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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = (4s + 35)/(s² + 8s + 16) and evaluate f(0.25).
F(s) = (4s + 35)/(s² + 8s + 16)t = 0.25 s
f(0.25) =
2.Laplace transformsHard
Solve y″ + 6y′ + 5y = 0 with y(0) = −9 and y′(0) = −4 using the Laplace transform, and find y(1).
y″ + 6y′ + 5y = 0y(0) = −9y′(0) = −4t = 1 s
y(1) =
3.Block diagramsMedium
The plant G(s) = K/(s(s + 4)) is in a unity negative feedback loop. Find the gain K for which the closed loop is critically damped (two equal real poles).
G(s) = K/(s(s + 4))unity negative feedback
K =
4.Block diagramsHard
The plant G(s) = K/((s + 2)(s + 4)(s + 8)) is in a unity negative feedback loop. At the largest stable gain the loop oscillates. Find the frequency of oscillation ω in rad/s.
A system has the transfer function G(s) = 42/(s² + 5s + 14) and receives a unit step input. Find the peak time tp of the step response.
G(s) = 42/(s² + 5s + 14)
tp = s
6.Step responseHard
A mass m = 4 kg hangs on a spring k = 2000 N/m with a viscous damper c = 36 N·s/m (m·x″ + c·x′ + k·x = F). At rest in equilibrium, a constant force F = 100 N is suddenly applied. Find the percent overshoot %OS of the displacement.
m = 4 kgk = 2000 N/mc = 36 N·s/mF = 100 N
%OS = %
7.Stability: Routh–Hurwitz & root locusMedium
A unity-feedback loop has L(s) = K/((s + 2)(s + 3)(s + 5)), with K > 0. Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/((s + 2)(s + 3)(s + 5))
Kmax =
8.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/((s + 2)(s + 3)(s + 5)) is sketched. Find the frequency ω at which the locus crosses the imaginary axis.
L(s) = K/((s + 2)(s + 3)(s + 5))
ω = rad/s
9.Steady-state error & PID controlMedium
A unity-feedback loop with G(s) = K/(s(s + 2)) must follow the ramp r(t) = 2t with a steady-state error of 0.1. Find the gain K.
G(s) = K/(s(s + 2))r(t) = 2tess = 0.1
K =
10.Steady-state error & PID controlHard
A proportional controller K = 8 drives the plant G(s) = 10/(s(s + 10)) in a unity-feedback loop. Find the peak time tp of the step response.
G(s) = 10/(s(s + 10))K = 8
tp = s
11.Bode plots & marginsMedium
In the series RLC band-pass filter shown the output is taken across R = 5 Ω, with L = 10 mH and C = 1 µF. Find the quality factor Q.
R = 5 ΩL = 10 mHC = 1 µF
Q =
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 4.2/(s(s + 2)). Find the gain crossover frequency ωc, where |L(jω)| = 1.
L(s) = 4.2/(s(s + 2))
ωc = rad/s
3Solutions
1.Laplace transforms
Answer: f(0.25) = 3.219
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Factor the denominator
s² + 8s + 16 = (s + 4)²
Partial fractions
4s + 35 = 4(s + 4) + 19
F(s) = 4/(s + 4) + 19/(s + 4)²
Inverse transform
f(t) = 4·e−4t + 19·t·e−4t
f(0.25) = (4 + 19·0.25)·e−4·0.25 = 3.219
Answer
f(0.25) = 3.219
2.Laplace transforms
Answer: y(1) = −4.485
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
s²Y − (−9)s − (−4) + 6(sY − (−9)) + 5Y = 0
Y(s) = (−9s − 58)/((s + 1)(s + 5))
Partial fractions
A = −49/4 = −12.25
B = −13/(−4) = 3.25
Result
y(t) = −12.25·e−t + 3.25·e−5t
y(1) = −4.485
Answer
y(1) = −4.485
Check: y(0) = A + B = −9.
3.Block diagrams
Answer: K = 4
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Characteristic equation
1 + K/(s(s + 4)) = 0 → s² + 4s + K = 0
Repeated root
A quadratic s² + βs + γ has a double root when β² = 4γ.
4² = 4K → K = 16/4 = 4
Answer
K = 4
Both closed-loop poles are then at s = −2.
4.Block diagrams
Answer: ω = 7.483 rad/s
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Characteristic equation
s³ + 14s² + 56s + 64 + K = 0
Routh array
s³ | 1 56
s² | 14 64 + K
s¹ | (14·56 − 64 − K)/14
s⁰ | 64 + K
Stability limit
All entries of the first column must be positive.
Kmax = 14·56 − 64 = 720
Frequency of oscillation
14·(jω)² + 64 + 720 = 0 → ω² = 784/14 = 56
ω = 7.483 rad/s
Answer
ω = 7.483 rad/s
5.Step response
Answer: tp = 1.128 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Natural frequency and damping ratio
ωₙ = √(k/m) = √(2000/4) = 22.36 rad/s
ζ = c/(2√(km)) = 36/(2·√(2000·4)) = 0.2012
Result
%OS = 100·e−ζπ/√(1−ζ²) = 52.44 %
Answer
%OS = 52.44 %
7.Stability: Routh–Hurwitz & root locus
Answer: Kmax = 280
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 10s² + 31s + 30 + K = 0
Routh array
s³: 1, 31
s²: 10, 30 + K
s¹: (10·31 − 30 − K)/10
s⁰: 30 + K
Condition
The s¹ entry must stay positive.
K < 10·31 − 30 = 280
Answer
Kmax = 280
At the limit the loop oscillates at ω = √31 = 5.568 rad/s.
8.Stability: Routh–Hurwitz & root locus
Answer: ω = 5.568 rad/s
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Critical gain
s³ + 10s² + 31s + 30 + K = 0
s¹: (10·31 − 30 − K)/10 = 0 → K = 280
Crossing frequency
10s² + 30 + 280 = 10s² + 310 = 0 → s² = −31
ω = √31 = 5.568 rad/s
Answer
ω = 5.568 rad/s
9.Steady-state error & PID control
Answer: K = 40
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required velocity constant
Kv = A/ess = 2/0.1 = 20
Gain
K = 2·Kv = 40
Answer
K = 40
A large gain makes this loop very lightly damped: ζ = 0.1581. That conflict is why compensators are used.
10.Steady-state error & PID control
Answer: tp = 0.4236 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 10) + 8·10 = s² + 10s + 80
ωₙ and ζ
ωₙ = √80 = 8.944 rad/s
ζ = 10/(2·8.944) = 0.559
Peak time
ωd = 8.944·√(1 − 0.559²) = 7.416 rad/s
tp = π/7.416 = 0.4236 s
Answer
tp = 0.4236 s
11.Bode plots & margins
Answer: Q = 20
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Resonant frequency
ω₀ = 1/√(LC) = 1/√(0.01·1 × 10⁻⁶) = 10000 rad/s
f₀ = ω₀/(2π) = 1592 Hz
Quality factor
BW = R/L = 5/0.01 = 500 rad/s = 79.58 Hz
Q = ω₀/BW = 10000/500 = 20
Answer
Q = 20
12.Bode plots & margins
Answer: ωc = 1.628 rad/s
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.