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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = 35/(s(s + 1)(s + 2)) by partial fractions, and evaluate f(0.5).
F(s) = 35/(s(s + 1)(s + 2))t = 0.5 s
f(0.5) =
2.Laplace transformsHard
A system obeys y″ + 9y′ + 18y = 36·u(t), with y(0) = 1 and y′(0) = 0. At t = 0 a step input u(t) = 5 is applied. Use the Laplace transform to find y(0.3).
A unity negative feedback loop has G(s) = 8(s + 7)/((s + 1)(s + 6)). A step of size 5 is applied at the reference. Find the steady-state error ess.
G(s) = 8(s + 7)/((s + 1)(s + 6))R = 5
ess =
4.Block diagramsHard
The plant G(s) = K/((s + 3)(s + 4)(s + 7)) is in a unity negative feedback loop. Use the Routh–Hurwitz criterion to find the largest gain Kmax for which the closed loop is stable.
A system has the transfer function G(s) = 36/(s² + 7s + 36) and receives a unit step input. Find the percent overshoot %OS of the step response.
G(s) = 36/(s² + 7s + 36)
%OS = %
6.Step responseHard
A mass m = 2 kg hangs on a spring k = 500 N/m with a viscous damper c = 32 N·s/m (m·x″ + c·x′ + k·x = F). At rest in equilibrium, a constant force F = 10 N is suddenly applied. Find the percent overshoot %OS of the displacement.
m = 2 kgk = 500 N/mc = 32 N·s/mF = 10 N
%OS = %
7.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram has negative feedback and L(s) = 60/(s(s + 2)(s + 3)). How many closed-loop poles N lie in the right half-plane?
L(s) = 60/(s(s + 2)(s + 3))
N =
8.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K(s + 10)/(s(s + 5)) leaves the real axis between s = 0 and s = −5, circles round and joins the real axis again to the left of the zero. Find the break-in point si.
L(s) = K(s + 10)/(s(s + 5))
si =
9.Steady-state error & PID controlMedium
A ramp r(t) = 3t is applied to a unity-feedback loop with G(s) = 5(s + 4)/(s(s + 2)(s + 10)). Find the steady-state error ess.
G(s) = 5(s + 4)/(s(s + 2)(s + 10))r(t) = 3t
ess =
10.Steady-state error & PID controlHard
A proportional controller K = 4 drives the plant G(s) = 5/(s(s + 5)) in a unity-feedback loop. Find the percent overshoot %OS of the step response.
G(s) = 5/(s(s + 5))K = 4
%OS = %
11.Bode plots & marginsMedium
The RC low-pass filter shown has R = 10 kΩ, C = 4.7 nF. A sinusoidal input of 680 Hz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 10 kΩC = 4.7 nFf = 680 Hz
φ = °
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 148/(s(s + 4)(s + 9)). Find the gain margin GM in dB.
L(s) = 148/(s(s + 4)(s + 9))
GM = dB
3Solutions
1.Laplace transforms
Answer: f(0.5) = 2.709
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Partial fractions
F(s) = A/s + B/(s + 1) + C/(s + 2)
A = 35/(1·2) = 17.5
B = 35/((−1)·1) = −35
C = 35/((−2)·(−1)) = 17.5
Inverse transform
f(t) = 17.5 − 35·e−t + 17.5·e−2t
Evaluate
f(0.5) = 17.5 − 35·e−0.5 + 17.5·e−2·0.5 = 2.709
Answer
f(0.5) = 2.709
2.Laplace transforms
Answer: y(0.3) = 4.169
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
(s² + 9s + 18)·Y(s) = 1s + 9 + 180/s
Y(s) = (s² + 9s + 180)/(s(s + 3)(s + 6))
Partial fractions
A = 180/(3·6) = 10
B = 162/((−3)·3) = −18
C = 162/((−6)·(−3)) = 9
Result
y(t) = 10 − 18·e−3t + 9·e−6t
y(0.3) = 4.169
Answer
y(0.3) = 4.169
Check: y(0) = A + B + C = 1.
3.Block diagrams
Answer: ess = 0.4839
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Position error constant
Kₚ = G(0) = 8·7/(1·6) = 9.333
Steady-state error
ess = A/(1 + Kₚ) = 5/(1 + 9.333) = 0.4839
Answer
ess = 0.4839
4.Block diagrams
Answer: Kmax = 770
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Characteristic equation
s³ + 14s² + 61s + 84 + K = 0
Routh array
s³ | 1 61
s² | 14 84 + K
s¹ | (14·61 − 84 − K)/14
s⁰ | 84 + K
Stability limit
All entries of the first column must be positive.
Kmax = 14·61 − 84 = 770
Answer
Kmax = 770
5.Step response
Answer: %OS = 10.47 %
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 36 → ωₙ = 6 rad/s
2ζωₙ = 7 → ζ = 7/(2·6) = 0.5833
Result
%OS = 100·e−ζπ/√(1−ζ²) = 100·e−2.256 = 10.47 %
Answer
%OS = 10.47 %
6.Step response
Answer: %OS = 15.84 %
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Natural frequency and damping ratio
ωₙ = √(k/m) = √(500/2) = 15.81 rad/s
ζ = c/(2√(km)) = 32/(2·√(500·2)) = 0.506
Result
%OS = 100·e−ζπ/√(1−ζ²) = 15.84 %
Answer
%OS = 15.84 %
7.Stability: Routh–Hurwitz & root locus
Answer: N = 2
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 5s² + 6s + 60 = 0
Routh array
s³: 1, 6
s²: 5, 60
s¹: −6
s⁰: 60
Sign changes in the first column
1 → 5 → −6 → 60
N = 2
Answer
N = 2
The gain is above the limit K = 30, so a complex pair has crossed into the right half-plane.
8.Stability: Routh–Hurwitz & root locus
Answer: si = −17.07
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Gain along the real axis
K(s) = −(s² + 5s)/(s + 10)
Stationary points
Differentiate with the quotient rule and set the numerator to zero.
(2s + 5)(s + 10) − (s² + 5s) = s² + 20s + 50 = 0
s = −10 ± √50 = −2.929, −17.07
Break-in point
si = −17.07
Answer
si = −17.07
Between the two break points the locus is a circle centred on the zero, with radius √50 = 7.071.
9.Steady-state error & PID control
Answer: ess = 3
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Velocity constant
Kv = lim s·G(s) = 1
Ramp error
ess = 3/1 = 3
Answer
ess = 3
10.Steady-state error & PID control
Answer: %OS = 12.03 %
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 5) + 4·5 = s² + 5s + 20
ωₙ and ζ
ωₙ = √20 = 4.472 rad/s
ζ = 5/(2·4.472) = 0.559
Overshoot
%OS = 100·e−0.559π/√(1 − 0.559²) = 12.03 %
Answer
%OS = 12.03 %
11.Bode plots & margins
Answer: φ = −11.35 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(10000·4.7 × 10⁻⁹) = 21277 rad/s
fc = 3386 Hz → f/fc = 680/3386 = 0.2008
Phase
φ = − atan(0.2008) = −11.35°
Answer
φ = −11.35°
12.Bode plots & margins
Answer: GM = 10 dB
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.