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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
F(s) = (6s + 40)/(s² + 9s + 18). Its inverse transform has the form f(t) = A·e−3t + B·e−6t. Find the coefficient A by partial fractions.
F(s) = (6s + 40)/(s² + 9s + 18)
A =
2.Laplace transformsHard
A system is described by the differential equation y″ + 4y′ + 8y = u, with input u(t) and output y(t). Find its transfer function G(s) = Y(s)/U(s) (zero initial conditions) and evaluate the impulse response g(t) at t = 0.2 s. Find g(0.2).
y″ + 4y′ + 8y = ut = 0.2 s
g(0.2) =
3.Block diagramsMedium
The plant G(s) = 5/(s + 2) has an inner (minor) negative feedback loop with gain H₁ = 4. A controller gain K = 20 and an outer unity negative feedback loop close the system. Find the closed-loop DC gain T(0).
G(s) = 5/(s + 2)H₁ = 4K = 20
T(0) =
4.Block diagramsHard
A proportional controller K drives the plant G(s) = 2/(s + 9) in a unity negative feedback loop. A disturbance step of size 2 enters at the plant input while R = 0. Find the smallest gain K that keeps the steady-state output at or below 0.008889.
G(s) = 2/(s + 9)D = 2css ≤ 0.008889
K =
5.Step responseMedium
A system has the transfer function G(s) = 140/(s² + 6s + 70) and receives a unit step input. Find the 2 % settling time ts of the step response, using ts ≈ 4/(ζωₙ).
G(s) = 140/(s² + 6s + 70)
ts = s
6.Step responseHard
A unity negative feedback loop has G(s) = K/(s(s + 20)). Find the gain K that gives a step response with 20 % overshoot.
G(s) = K/(s(s + 20))%OS = 20 %
K =
7.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram runs with K = 375 and L(s) = K/(s(s + 5)(s + 10)). By what factor m can the gain be raised before the closed loop becomes unstable?
L(s) = K/(s(s + 5)(s + 10))K = 375
m =
8.Stability: Routh–Hurwitz & root locusHard
For the loop L(s) = K/(s(s + 2)(s + 4)), find the gain K that puts a closed-loop pole at s = −0.5.
L(s) = K/(s(s + 2)(s + 4))s = −0.5
K =
9.Steady-state error & PID controlMedium
A unity-feedback loop with G(s) = K/(s(s + 2)) must follow the ramp r(t) = 1t with a steady-state error of 0.02. Find the gain K.
G(s) = K/(s(s + 2))r(t) = 1tess = 0.02
K =
10.Steady-state error & PID controlHard
A PD controller C(s) = 10 + Kd·s drives the plant G(s) = 1/(s(s + 4)) in a unity-feedback loop. Find the derivative gain Kd that gives the closed loop a damping ratio ζ = 0.8.
G(s) = 1/(s(s + 4))Kp = 10ζ = 0.8
Kd = s
11.Bode plots & marginsMedium
The RC high-pass filter shown has R = 10 kΩ, C = 10 nF. A sinusoidal input of 6.4 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 10 kΩC = 10 nFf = 6.4 kHz
φ = °
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 144/(s(s + 8)). Find the phase margin PM in degrees.
L(s) = 144/(s(s + 8))
PM = °
3Solutions
1.Laplace transforms
Answer: A = 7.333
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Factor the denominator
s² + 9s + 18 = (s + 3)(s + 6)
F(s) = A/(s + 3) + B/(s + 6)
Cover-up rule
Multiply by (s + 3) and set s = −3: the B-term vanishes.
A = (6s + 40)/(s + 6) |s = −3 = 22/3 = 7.333
Answer
A = 7.333
(B = −1.333, so f(t) = 7.333·e−3t − 1.333·e−6t)
2.Laplace transforms
Answer: g(0.2) = 0.1305
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transfer function
G(s) = Y(s)/U(s) = 1/(s² + 4s + 8)
Partial fractions
s² + 4s + 8 = (s + 2)² + 2²
G(s) = (1/2)·2/((s + 2)² + 2²)
Impulse response
g(t) = e−2t·(0.5·sin 2t)
g(0.2) = 0.1305
Answer
g(0.2) = 0.1305
3.Block diagrams
Answer: T(0) = 0.8197
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Disturbance response
css = D·G(0)/(1 + K·G(0)) = 2·2/(9 + 2K)
Solve for K
9 + 2K = 2·2/0.008889 = 450
K = (450 − 9)/2 = 220.5
Answer
K = 220.5
5.Step response
Answer: ts = 1.333 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 70 → ωₙ = 8.367 rad/s
2ζωₙ = 6 → ζ = 6/(2·8.367) = 0.3586
Result
ζωₙ = 3 → ts ≈ 4/3 = 1.333 s
Answer
ts = 1.333 s
6.Step response
Answer: K = 481
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Closed-loop transfer function
T(s) = K/(s² + 20s + K)
Damping ratio from the overshoot
ζ = −ln(0.2)/√(π² + ln²(0.2)) = 0.4559
Gain
ωₙ = 20/(2ζ) = 21.93 rad/s
K = ωₙ² = 481
Answer
K = 481
7.Stability: Routh–Hurwitz & root locus
Answer: m = 2
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 15s² + 50s + K = 0
s³: 1, 50
s²: 15, K
s¹: (15·50 − K)/15
s⁰: K
Largest stable gain
Kmax = 15·50 = 750
Factor
m = 750/375 = 2
Answer
m = 2
This factor is the gain margin as a ratio: 6.021 dB.
8.Stability: Routh–Hurwitz & root locus
Answer: K = 2.625
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Magnitude condition
K = |s|·|s + 2|·|s + 4|
Evaluate at the point
K = 0.5·1.5·3.5 = 2.625
Answer
K = 2.625
Check: s(s + 2)(s + 4) + K is zero at s = −0.5.
9.Steady-state error & PID control
Answer: K = 100
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required velocity constant
Kv = A/ess = 1/0.02 = 50
Gain
K = 2·Kv = 100
Answer
K = 100
A large gain makes this loop very lightly damped: ζ = 0.1. That conflict is why compensators are used.
10.Steady-state error & PID control
Answer: Kd = 1.06 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 4) + 1(10 + Kds) = s² + (4 + 1Kd)s + 10
Natural frequency
ωₙ = √10 = 3.162 rad/s
Derivative gain
4 + 1Kd = 2·0.8·3.162 = 5.06
Kd = 1.06 s
Answer
Kd = 1.06 s
The derivative term adds damping without changing ωₙ.
11.Bode plots & margins
Answer: φ = 13.97 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(10000·1 × 10⁻⁸) = 10000 rad/s
fc = 1592 Hz → f/fc = 6400/1592 = 4.021
Phase
φ = 90° − atan(4.021) = 13.97°
Answer
φ = 13.97°
12.Bode plots & margins
Answer: PM = 36.66 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.