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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = (2s + 23)/(s² + 4s + 4) and evaluate f(0.8).
F(s) = (2s + 23)/(s² + 4s + 4)t = 0.8 s
f(0.8) =
2.Laplace transformsHard
A system obeys y″ + 5y′ + 4y = 16·u(t), with y(0) = 3 and y′(0) = 0. At t = 0 a step input u(t) = 2 is applied. Use the Laplace transform to find y(0.3).
The plant G(s) = 6/(s + 4) has an inner (minor) negative feedback loop with gain H₁ = 3. A controller gain K = 12 and an outer unity negative feedback loop close the system. Find the closed-loop pole p.
G(s) = 6/(s + 4)H₁ = 3K = 12
p =
4.Block diagramsHard
A proportional controller K drives the plant G(s) = 3/(s + 8) in a unity negative feedback loop. A disturbance step of size 2 enters at the plant input while R = 0. Find the smallest gain K that keeps the steady-state output at or below 0.015.
G(s) = 3/(s + 8)D = 2css ≤ 0.015
K =
5.Step responseMedium
A system has the transfer function G(s) = 42/(s² + 5s + 21) and receives a unit step input. Find the percent overshoot %OS of the step response.
G(s) = 42/(s² + 5s + 21)
%OS = %
6.Step responseHard
A unity negative feedback loop has G(s) = 165/(s(s + 6)). Find the 2 % settling time ts of the closed-loop step response, using ts ≈ 4/(ζωₙ).
G(s) = 165/(s(s + 6))
ts = s
7.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram has the open-loop transfer function L(s) = K/(s(s + 1)(s + 10)). The gain is raised until the closed loop is on the edge of stability. Find the frequency ω of the sustained oscillation.
L(s) = K/(s(s + 1)(s + 10))
ω = rad/s
8.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/((s + 3)(s + 5)(s + 6)) is sketched. Find the frequency ω at which the locus crosses the imaginary axis.
L(s) = K/((s + 3)(s + 5)(s + 6))
ω = rad/s
9.Steady-state error & PID controlMedium
A unity-feedback loop has G(s) = K/((s + 2)(s + 5)). Find the gain K that gives a steady-state error of 25 % for a step input.
G(s) = K/((s + 2)(s + 5))ess = 25 %
K =
10.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 10/(s + 1) in a unity-feedback loop. The closed loop must have ωₙ = 5 rad/s and ζ = 0.8. Find the proportional gain Kp.
G(s) = 10/(s + 1)ωₙ = 5 rad/sζ = 0.8
Kp =
11.Bode plots & marginsMedium
In the series RLC band-pass filter shown the output is taken across R = 5 Ω, with L = 1 mH and C = 4.7 µF. Find the quality factor Q.
R = 5 ΩL = 1 mHC = 4.7 µF
Q =
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 10/(s(s + 2)(s + 3)). Find the gain margin GM in dB.
L(s) = 10/(s(s + 2)(s + 3))
GM = dB
3Solutions
1.Laplace transforms
Answer: f(0.8) = 3.473
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Factor the denominator
s² + 4s + 4 = (s + 2)²
Partial fractions
2s + 23 = 2(s + 2) + 19
F(s) = 2/(s + 2) + 19/(s + 2)²
Inverse transform
f(t) = 2·e−2t + 19·t·e−2t
f(0.8) = (2 + 19·0.8)·e−2·0.8 = 3.473
Answer
f(0.8) = 3.473
2.Laplace transforms
Answer: y(0.3) = 3.563
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
(s² + 5s + 4)·Y(s) = 3s + 15 + 32/s
Y(s) = (3s² + 15s + 32)/(s(s + 1)(s + 4))
Partial fractions
A = 32/(1·4) = 8
B = 20/((−1)·3) = −6.667
C = 20/((−4)·(−3)) = 1.667
Result
y(t) = 8 − 6.667·e−t + 1.667·e−4t
y(0.3) = 3.563
Answer
y(0.3) = 3.563
Check: y(0) = A + B + C = 3.
3.Block diagrams
Answer: p = −94
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Disturbance response
css = D·G(0)/(1 + K·G(0)) = 2·3/(8 + 3K)
Solve for K
8 + 3K = 2·3/0.015 = 400
K = (400 − 8)/3 = 130.7
Answer
K = 130.7
5.Step response
Answer: %OS = 12.94 %
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 21 → ωₙ = 4.583 rad/s
2ζωₙ = 5 → ζ = 5/(2·4.583) = 0.5455
Result
%OS = 100·e−ζπ/√(1−ζ²) = 100·e−2.045 = 12.94 %
Answer
%OS = 12.94 %
6.Step response
Answer: ts = 1.333 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
For this loop ζωₙ = a/2 whatever K is: raising K adds overshoot but does not shorten the settling time.
7.Stability: Routh–Hurwitz & root locus
Answer: ω = 3.162 rad/s
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 11s² + 10s + K = 0
s³: 1, 10
s²: 11, K
s¹: (11·10 − K)/11
s⁰: K
Critical gain
K = 11·10 = 110
Auxiliary equation
At the critical gain the s¹ row is zero; the s² row gives the poles on the imaginary axis.
11s² + 110 = 0 → s = ±j√10
ω = 3.162 rad/s
Answer
ω = 3.162 rad/s
8.Stability: Routh–Hurwitz & root locus
Answer: ω = 7.937 rad/s
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Critical gain
s³ + 14s² + 63s + 90 + K = 0
s¹: (14·63 − 90 − K)/14 = 0 → K = 792
Crossing frequency
14s² + 90 + 792 = 14s² + 882 = 0 → s² = −63
ω = √63 = 7.937 rad/s
Answer
ω = 7.937 rad/s
9.Steady-state error & PID control
Answer: K = 30
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required error constant
1/(1 + Kp) = 0.25 → Kp = 3
Gain
K/10 = 3 → K = 30
Answer
K = 30
Check the closed-loop stability as well: for this second-order loop any K > 0 is stable.
10.Steady-state error & PID control
Answer: Kp = 0.7
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 1).
s² + (1 + 10Kp)s + 10Ki
Target polynomial
s² + 2·0.8·5s + 5² = s² + 8s + 25
Match the coefficients
1 + 10Kp = 8 → Kp = 0.7
Answer
Kp = 0.7
The integral term makes the loop type 1, so a step is followed without steady-state error.
11.Bode plots & margins
Answer: Q = 2.917
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.