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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = 14/(s² + 4s + 40) by completing the square, and evaluate f(0.75).
F(s) = 14/(s² + 4s + 40)t = 0.75 s
f(0.75) =
2.Laplace transformsHard
A system obeys y″ + 9y′ + 18y = 9·u(t). It starts at rest (y(0) = 0, y′(0) = 0) and the input is a step u(t) = 2 for t ≥ 0. Use the Laplace transform to find the output y(0.25).
The plant G(s) = 9/(s + 4) has an inner (minor) negative feedback loop with gain H₁ = 3. A controller gain K = 8 and an outer unity negative feedback loop close the system. Find the closed-loop DC gain T(0).
G(s) = 9/(s + 4)H₁ = 3K = 8
T(0) =
4.Block diagramsHard
A proportional controller K drives the plant G(s) = 4/(s + 4) in a unity negative feedback loop. A disturbance step of size 10 enters at the plant input while R = 0. Find the smallest gain K that keeps the steady-state output at or below 0.1.
G(s) = 4/(s + 4)D = 10css ≤ 0.1
K =
5.Step responseMedium
A system has the transfer function G(s) = 10/(s² + 3s + 5) and receives a unit step input. Find the damping ratio ζ.
G(s) = 10/(s² + 3s + 5)
ζ =
6.Step responseHard
A mass m = 4 kg hangs on a spring k = 400 N/m with a viscous damper c = 40 N·s/m (m·x″ + c·x′ + k·x = F). At rest in equilibrium, a constant force F = 20 N is suddenly applied. Find the time tp at which the displacement is largest.
m = 4 kgk = 400 N/mc = 40 N·s/mF = 20 N
tp = s
7.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram runs with K = 14 and L(s) = K/(s(s + 3)(s + 4)). By what factor m can the gain be raised before the closed loop becomes unstable?
L(s) = K/(s(s + 3)(s + 4))K = 14
m =
8.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/(s(s + 2)) is shown. Find the gain K for which the closed-loop poles have the damping ratio ζ = 0.3.
L(s) = K/(s(s + 2))ζ = 0.3
K =
9.Steady-state error & PID controlMedium
The parabolic input r(t) = 4·t²/2 is applied to a unity-feedback loop with G(s) = 4(s + 4)/(s²(s + 10)). Find the steady-state error ess.
G(s) = 4(s + 4)/(s²(s + 10))r(t) = 4·t²/2
ess =
10.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 5/(s + 2) in a unity-feedback loop. The closed loop must have ωₙ = 3 rad/s and ζ = 1. Find the integral gain Ki.
G(s) = 5/(s + 2)ωₙ = 3 rad/sζ = 1
Ki =
11.Bode plots & marginsMedium
The RC high-pass filter shown has R = 3.3 kΩ, C = 2.2 nF. A sinusoidal input of 11 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 3.3 kΩC = 2.2 nFf = 11 kHz
φ = °
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = K/(s(s + 5)(s + 8)). Find the gain K that gives a gain margin of 8 dB.
L(s) = K/(s(s + 5)(s + 8))GM = 8 dB
K =
3Solutions
1.Laplace transforms
Answer: f(0.75) = −0.5089
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Complete the square
s² + 4s + 40 = (s + 2)² + 36 = (s + 2)² + 6²
Match the numerator
F(s) = (14/6)·6/((s + 2)² + 6²)
Inverse transform
f(t) = e−2t·(2.333·sin 6t)
f(0.75) = e−2·0.75·(2.333·sin(6·0.75)) = −0.5089
Answer
f(0.75) = −0.5089
2.Laplace transforms
Answer: y(0.25) = 0.2784
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
Y(s) = 18/(s(s + 3)(s + 6))
Partial fractions
A = 18/(3·6) = 1
B = 18/((−3)·3) = −2
C = 18/((−6)·(−3)) = 1
Output
y(t) = 1 − 2·e−3t + e−6t
y(0.25) = 0.2784
Answer
y(0.25) = 0.2784
3.Block diagrams
Answer: T(0) = 0.699
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Disturbance response
css = D·G(0)/(1 + K·G(0)) = 10·4/(4 + 4K)
Solve for K
4 + 4K = 10·4/0.1 = 400
K = (400 − 4)/4 = 99
Answer
K = 99
5.Step response
Answer: ζ = 0.6708
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 5 → ωₙ = 2.236 rad/s
2ζωₙ = 3 → ζ = 3/(2·2.236) = 0.6708
Result
ζ = 0.6708
Answer
ζ = 0.6708
6.Step response
Answer: tp = 0.3628 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Natural frequency and damping ratio
ωₙ = √(k/m) = √(400/4) = 10 rad/s
ζ = c/(2√(km)) = 40/(2·√(400·4)) = 0.5
Result
ωd = 8.66 rad/s
tp = π/ωd = 0.3628 s
Answer
tp = 0.3628 s
7.Stability: Routh–Hurwitz & root locus
Answer: m = 6
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 7s² + 12s + K = 0
s³: 1, 12
s²: 7, K
s¹: (7·12 − K)/7
s⁰: K
Largest stable gain
Kmax = 7·12 = 84
Factor
m = 84/14 = 6
Answer
m = 6
This factor is the gain margin as a ratio: 15.56 dB.
8.Stability: Routh–Hurwitz & root locus
Answer: K = 11.11
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Compare with the standard form
s² + 2s + K = s² + 2ζωₙs + ωₙ²
2·0.3·ωₙ = 2 → ωₙ = 3.333 rad/s
Gain
K = ωₙ² = 3.333² = 11.11
Answer
K = 11.11
The closed-loop poles sit where the ζ line crosses the vertical branch at s = −1.
9.Steady-state error & PID control
Answer: ess = 2.5
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Acceleration constant
Ka = 4·4/10 = 1.6
Parabola error
ess = 4/1.6 = 2.5
Answer
ess = 2.5
10.Steady-state error & PID control
Answer: Ki = 1.8
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 2).
s² + (2 + 5Kp)s + 5Ki
Target polynomial
s² + 2·1·3s + 3² = s² + 6s + 9
Match the coefficients
5Ki = 9 → Ki = 1.8
Answer
Ki = 1.8
The integral term makes the loop type 1, so a step is followed without steady-state error.
11.Bode plots & margins
Answer: φ = 63.35 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(3300·2.2 × 10⁻⁹) = 137741 rad/s
fc = 21922 Hz → f/fc = 11000/21922 = 0.5018
Phase
φ = 90° − atan(0.5018) = 63.35°
Answer
φ = 63.35°
12.Bode plots & margins
Answer: K = 207
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.