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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = (3s + 35)/(s² + 4s + 4) and evaluate f(0.75).
F(s) = (3s + 35)/(s² + 4s + 4)t = 0.75 s
f(0.75) =
2.Laplace transformsHard
A system obeys y″ + 5y′ + 6y = 6·u(t). It starts at rest (y(0) = 0, y′(0) = 0) and the input is a step u(t) = 5 for t ≥ 0. Use the Laplace transform to find the output y(0.4).
The plant G(s) = K/((s + 2)(s + 10)) is in a unity negative feedback loop. Find the gain K for which the closed loop is critically damped (two equal real poles).
G(s) = K/((s + 2)(s + 10))unity negative feedback
K =
4.Block diagramsHard
The plant G(s) = 52/(s(s + 8)) is in a negative feedback loop with sensor gain H = 2. The closed-loop poles are complex. Find their real part σ.
G(s) = 52/(s(s + 8))H = 2
σ =
5.Step responseMedium
A system has the transfer function G(s) = 55/(s² + 12s + 55) and receives a unit step input. Find the 2 % settling time ts of the step response, using ts ≈ 4/(ζωₙ).
G(s) = 55/(s² + 12s + 55)
ts = s
6.Step responseHard
A mass m = 1 kg hangs on a spring k = 2000 N/m with a viscous damper c = 27 N·s/m (m·x″ + c·x′ + k·x = F). At rest in equilibrium, a constant force F = 25 N is suddenly applied. Find the percent overshoot %OS of the displacement.
m = 1 kgk = 2000 N/mc = 27 N·s/mF = 25 N
%OS = %
7.Stability: Routh–Hurwitz & root locusMedium
A unity-feedback loop has L(s) = K/((s + 1)(s + 3)(s + 4)), with K > 0. Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/((s + 1)(s + 3)(s + 4))
Kmax =
8.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K(s + 13)/(s(s + 6)) leaves the real axis between s = 0 and s = −6, circles round and joins the real axis again to the left of the zero. Find the break-in point si.
L(s) = K(s + 13)/(s(s + 6))
si =
9.Steady-state error & PID controlMedium
The input r(t) = 5 + 1t (a step plus a ramp) is applied to a unity-feedback loop with G(s) = 5/(s(s + 1)(s + 4)). Find the steady-state error ess.
G(s) = 5/(s(s + 1)(s + 4))r(t) = 5 + 1t
ess =
10.Steady-state error & PID controlHard
A PD controller C(s) = 8 + Kd·s drives the plant G(s) = 5/(s(s + 3)) in a unity-feedback loop. Find the derivative gain Kd that gives the closed loop a damping ratio ζ = 0.8.
G(s) = 5/(s(s + 3))Kp = 8ζ = 0.8
Kd = s
11.Bode plots & marginsMedium
The RC high-pass filter shown has R = 22 kΩ, C = 2.2 nF. A sinusoidal input of 820 Hz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 22 kΩC = 2.2 nFf = 820 Hz
φ = °
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 266/(s(s + 5)(s + 7)). Find the phase crossover frequency ω180, where ∠L(jω) = −180°.
L(s) = 266/(s(s + 5)(s + 7))
ω180 = rad/s
3Solutions
1.Laplace transforms
Answer: f(0.75) = 5.522
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Factor the denominator
s² + 4s + 4 = (s + 2)²
Partial fractions
3s + 35 = 3(s + 2) + 29
F(s) = 3/(s + 2) + 29/(s + 2)²
Inverse transform
f(t) = 3·e−2t + 29·t·e−2t
f(0.75) = (3 + 29·0.75)·e−2·0.75 = 5.522
Answer
f(0.75) = 5.522
2.Laplace transforms
Answer: y(0.4) = 1.272
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
Y(s) = 30/(s(s + 2)(s + 3))
Partial fractions
A = 30/(2·3) = 5
B = 30/((−2)·1) = −15
C = 30/((−3)·(−1)) = 10
Output
y(t) = 5 − 15·e−2t + 10·e−3t
y(0.4) = 1.272
Answer
y(0.4) = 1.272
3.Block diagrams
Answer: K = 16
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
A quadratic s² + βs + γ has a double root when β² = 4γ.
12² = 4(20 + K) → K = 144/4 − 20 = 16
Answer
K = 16
Both closed-loop poles are then at s = −6.
4.Block diagrams
Answer: σ = −4
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Characteristic equation
s(s + 8) + 52·2 = 0 → s² + 8s + 104 = 0
Roots
s = −4 ± j·√(104 − 16) = −4 ± j9.381
σ = −4
Answer
σ = −4
5.Step response
Answer: ts = 0.6667 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 55 → ωₙ = 7.416 rad/s
2ζωₙ = 12 → ζ = 12/(2·7.416) = 0.809
Result
ζωₙ = 6 → ts ≈ 4/6 = 0.6667 s
Answer
ts = 0.6667 s
6.Step response
Answer: %OS = 36.98 %
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Natural frequency and damping ratio
ωₙ = √(k/m) = √(2000/1) = 44.72 rad/s
ζ = c/(2√(km)) = 27/(2·√(2000·1)) = 0.3019
Result
%OS = 100·e−ζπ/√(1−ζ²) = 36.98 %
Answer
%OS = 36.98 %
7.Stability: Routh–Hurwitz & root locus
Answer: Kmax = 140
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 8s² + 19s + 12 + K = 0
Routh array
s³: 1, 19
s²: 8, 12 + K
s¹: (8·19 − 12 − K)/8
s⁰: 12 + K
Condition
The s¹ entry must stay positive.
K < 8·19 − 12 = 140
Answer
Kmax = 140
At the limit the loop oscillates at ω = √19 = 4.359 rad/s.
8.Stability: Routh–Hurwitz & root locus
Answer: si = −22.54
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Gain along the real axis
K(s) = −(s² + 6s)/(s + 13)
Stationary points
Differentiate with the quotient rule and set the numerator to zero.
(2s + 6)(s + 13) − (s² + 6s) = s² + 26s + 78 = 0
s = −13 ± √91 = −3.461, −22.54
Break-in point
si = −22.54
Answer
si = −22.54
Between the two break points the locus is a circle centred on the zero, with radius √91 = 9.539.
9.Steady-state error & PID control
Answer: ess = 0.8
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Velocity constant
Kv = lim s·G(s) = 1.25
Step part
Kp = ∞ → estep = 0
Ramp error
ess = 1/1.25 = 0.8
Answer
ess = 0.8
10.Steady-state error & PID control
Answer: Kd = 1.424 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 3) + 5(8 + Kds) = s² + (3 + 5Kd)s + 40
Natural frequency
ωₙ = √40 = 6.325 rad/s
Derivative gain
3 + 5Kd = 2·0.8·6.325 = 10.12
Kd = 1.424 s
Answer
Kd = 1.424 s
The derivative term adds damping without changing ωₙ.
11.Bode plots & margins
Answer: φ = 76 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(22000·2.2 × 10⁻⁹) = 20661 rad/s
fc = 3288 Hz → f/fc = 820/3288 = 0.2494
Phase
φ = 90° − atan(0.2494) = 76°
Answer
φ = 76°
12.Bode plots & margins
Answer: ω180 = 5.916 rad/s
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.