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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 71/(s² + 10s + 71) and receives a unit step input. Find the percent overshoot %OS of the step response.
G(s) = 71/(s² + 10s + 71)
%OS = %
2.Step responseHard
A unity negative feedback loop has G(s) = K/(s(s + 10)). Find the gain K that gives a step response with 15 % overshoot.
G(s) = K/(s(s + 10))%OS = 15 %
K =
3.Bode plots & marginsMedium
Find the phase ∠G(jω) of G(s) = 19(s + 16)/(s(s + 15)) at ω = 2 rad/s, in degrees.
G(s) = 19(s + 16)/(s(s + 15))ω = 2 rad/s
∠G(jω) = °
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 28.8/(s(s + 8)). Find the gain crossover frequency ωc, where |L(jω)| = 1.
L(s) = 28.8/(s(s + 8))
ωc = rad/s
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram runs with K = 18 and L(s) = K/(s(s + 1)(s + 8)). By what factor m can the gain be raised before the closed loop becomes unstable?
L(s) = K/(s(s + 1)(s + 8))K = 18
m =
6.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/((s + 1)(s + 4)(s + 5)) is sketched. Find the frequency ω at which the locus crosses the imaginary axis.
L(s) = K/((s + 1)(s + 4)(s + 5))
ω = rad/s
7.Steady-state error & PID controlMedium
A ramp r(t) = 2t is applied to a unity-feedback loop with G(s) = 2(s + 2)/(s(s + 2)(s + 4)). Find the steady-state error ess.
G(s) = 2(s + 2)/(s(s + 2)(s + 4))r(t) = 2t
ess =
8.Steady-state error & PID controlHard
A proportional controller K = 5 drives the plant G(s) = 5/(s(s + 5)) in a unity-feedback loop. Find the peak time tp of the step response.
G(s) = 5/(s(s + 5))K = 5
tp = s
9.Block diagramsMedium
A unity negative feedback loop has G(s) = 11(s + 6)/((s + 7)(s + 8)). A step of size 1 is applied at the reference. Find the steady-state error ess.
G(s) = 11(s + 6)/((s + 7)(s + 8))R = 1
ess =
10.Block diagramsHard
A proportional controller K drives the plant G(s) = 5/(s + 1) in a unity negative feedback loop. A disturbance step of size 1 enters at the plant input while R = 0. Find the smallest gain K that keeps the steady-state output at or below 0.05.
G(s) = 5/(s + 1)D = 1css ≤ 0.05
K =
3Solutions
1.Step response
Answer: %OS = 9.867 %
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 71 → ωₙ = 8.426 rad/s
2ζωₙ = 10 → ζ = 10/(2·8.426) = 0.5934
Result
%OS = 100·e−ζπ/√(1−ζ²) = 100·e−2.316 = 9.867 %
Answer
%OS = 9.867 %
2.Step response
Answer: K = 93.56
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Closed-loop transfer function
T(s) = K/(s² + 10s + K)
Damping ratio from the overshoot
ζ = −ln(0.15)/√(π² + ln²(0.15)) = 0.5169
Gain
ωₙ = 10/(2ζ) = 9.672 rad/s
K = ωₙ² = 93.56
Answer
K = 93.56
3.Bode plots & margins
Answer: ∠G(jω) = −90.47 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Gain crossover
ω⁴ + 64ω² − 829.4 = 0
ω² = (−64 + √(4096 + 4·829.4))/2 = 11.05
ωc = 3.324 rad/s
Answer
ωc = 3.324 rad/s
5.Stability: Routh–Hurwitz & root locus
Answer: m = 4
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 9s² + 8s + K = 0
s³: 1, 8
s²: 9, K
s¹: (9·8 − K)/9
s⁰: K
Largest stable gain
Kmax = 9·8 = 72
Factor
m = 72/18 = 4
Answer
m = 4
This factor is the gain margin as a ratio: 12.04 dB.
6.Stability: Routh–Hurwitz & root locus
Answer: ω = 5.385 rad/s
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Critical gain
s³ + 10s² + 29s + 20 + K = 0
s¹: (10·29 − 20 − K)/10 = 0 → K = 270
Crossing frequency
10s² + 20 + 270 = 10s² + 290 = 0 → s² = −29
ω = √29 = 5.385 rad/s
Answer
ω = 5.385 rad/s
7.Steady-state error & PID control
Answer: ess = 4
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Velocity constant
Kv = lim s·G(s) = 0.5
Ramp error
ess = 2/0.5 = 4
Answer
ess = 4
8.Steady-state error & PID control
Answer: tp = 0.7255 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 5) + 5·5 = s² + 5s + 25
ωₙ and ζ
ωₙ = √25 = 5 rad/s
ζ = 5/(2·5) = 0.5
Peak time
ωd = 5·√(1 − 0.5²) = 4.33 rad/s
tp = π/4.33 = 0.7255 s
Answer
tp = 0.7255 s
9.Block diagrams
Answer: ess = 0.459
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Position error constant
Kₚ = G(0) = 11·6/(7·8) = 1.179
Steady-state error
ess = A/(1 + Kₚ) = 1/(1 + 1.179) = 0.459
Answer
ess = 0.459
10.Block diagrams
Answer: K = 19.8
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).