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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 141/(s² + 8s + 47) and receives a unit step input. Find the natural frequency ωn in rad/s.
G(s) = 141/(s² + 8s + 47)
ωn = rad/s
2.Step responseHard
A mass m = 8 kg hangs on a spring k = 1000 N/m with a viscous damper c = 72 N·s/m (m·x″ + c·x′ + k·x = F). At rest in equilibrium, a constant force F = 25 N is suddenly applied. Find the damping ratio ζ.
m = 8 kgk = 1000 N/mc = 72 N·s/mF = 25 N
ζ =
3.Bode plots & marginsMedium
The RL high-pass filter shown has R = 1000 Ω, L = 10 mH. A sinusoidal input of 8 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 1000 ΩL = 10 mHf = 8 kHz
φ = °
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 640/(s(s + 8)). Find the gain crossover frequency ωc, where |L(jω)| = 1.
L(s) = 640/(s(s + 8))
ωc = rad/s
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram has the open-loop transfer function L(s) = K/(s(s + 5)(s + 6)). Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/(s(s + 5)(s + 6))
Kmax =
6.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/(s(s + 1)(s + 8)) leaves the real axis between s = 0 and s = −1. Find the break-away point sb.
L(s) = K/(s(s + 1)(s + 8))
sb =
7.Steady-state error & PID controlMedium
A unity-feedback loop with G(s) = K/(s(s + 10)) must follow the ramp r(t) = 1t with a steady-state error of 0.02. Find the gain K.
G(s) = K/(s(s + 10))r(t) = 1tess = 0.02
K =
8.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 2/(s + 1) in a unity-feedback loop. The closed loop must have ωₙ = 3 rad/s and ζ = 0.6. Find the proportional gain Kp.
G(s) = 2/(s + 1)ωₙ = 3 rad/sζ = 0.6
Kp =
9.Block diagramsMedium
A unity negative feedback loop has G(s) = 1(s + 8)/((s + 4)(s + 6)). A step of size 5 is applied at the reference. Find the steady-state error ess.
G(s) = 1(s + 8)/((s + 4)(s + 6))R = 5
ess =
10.Block diagramsHard
A proportional controller K = 14 drives the plant G(s) = 9/(s + 6) in a unity negative feedback loop. A disturbance D enters at the plant input (it is added to the controller output). With R = 0, a disturbance step of size 0.5 is applied. Find the steady-state output css.
K = 14G(s) = 9/(s + 6)D = 0.5R = 0
css =
3Solutions
1.Step response
Answer: ωn = 6.856 rad/s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 47 → ωₙ = 6.856 rad/s
2ζωₙ = 8 → ζ = 8/(2·6.856) = 0.5835
Result
ωₙ = 6.856 rad/s
Answer
ωn = 6.856 rad/s
2.Step response
Answer: ζ = 0.4025
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Natural frequency and damping ratio
ωₙ = √(k/m) = √(1000/8) = 11.18 rad/s
ζ = c/(2√(km)) = 72/(2·√(1000·8)) = 0.4025
Result
ζ = 0.4025
Answer
ζ = 0.4025
3.Bode plots & margins
Answer: φ = 63.31 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = R/L = 1000/0.01 = 100000 rad/s
fc = 15915 Hz → f/fc = 8000/15915 = 0.5027
Phase
φ = 90° − atan(0.5027) = 63.31°
Answer
φ = 63.31°
4.Bode plots & margins
Answer: ωc = 24.67 rad/s
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Gain crossover
ω⁴ + 64ω² − 409600 = 0
ω² = (−64 + √(4096 + 4·409600))/2 = 608.8
ωc = 24.67 rad/s
Answer
ωc = 24.67 rad/s
5.Stability: Routh–Hurwitz & root locus
Answer: Kmax = 330
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic equation
s³ + 11s² + 30s + K = 0
Routh array
s³: 1, 30
s²: 11, K
s¹: (11·30 − K)/11
s⁰: K
Conditions
Every entry of the first column must be positive.
K > 0
11·30 − K > 0 → K < 330
Answer
Kmax = 330
At K = 330 the closed loop oscillates at ω = √30 = 5.477 rad/s.
6.Stability: Routh–Hurwitz & root locus
Answer: sb = −0.4834
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Gain along the real axis
K(s) = −s(s + 1)(s + 8) = −(s³ + 9s² + 8s)
Stationary points
dK/ds = −(3s² + 18s + 8) = 0
s = (−18 ± √(324 − 96))/6 = −0.4834, −5.517
Pick the point on the locus
The locus lies on the real axis between 0 and −1; the other root is not on the locus.
sb = −0.4834
Answer
sb = −0.4834
7.Steady-state error & PID control
Answer: K = 500
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required velocity constant
Kv = A/ess = 1/0.02 = 50
Gain
K = 10·Kv = 500
Answer
K = 500
A large gain makes this loop very lightly damped: ζ = 0.2236. That conflict is why compensators are used.
8.Steady-state error & PID control
Answer: Kp = 1.3
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 1).
s² + (1 + 2Kp)s + 2Ki
Target polynomial
s² + 2·0.6·3s + 3² = s² + 3.6s + 9
Match the coefficients
1 + 2Kp = 3.6 → Kp = 1.3
Answer
Kp = 1.3
The integral term makes the loop type 1, so a step is followed without steady-state error.
9.Block diagrams
Answer: ess = 3.75
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Position error constant
Kₚ = G(0) = 1·8/(4·6) = 0.3333
Steady-state error
ess = A/(1 + Kₚ) = 5/(1 + 0.3333) = 3.75
Answer
ess = 3.75
10.Block diagrams
Answer: css = 0.03409
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Transfer functions
C/D = G/(1 + K·G) = 9/(s + 6 + 126)
Steady state
css = 0.5·9/132 = 0.03409
Answer
css = 0.03409
A larger K reduces the effect of the disturbance, but never to zero with a proportional controller.