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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 35/(s² + 2s + 35) and receives a unit step input. Find the 2 % settling time ts of the step response, using ts ≈ 4/(ζωₙ).
G(s) = 35/(s² + 2s + 35)
ts = s
2.Step responseHard
A unity negative feedback loop has G(s) = 195/(s(s + 6)). Find the 2 % settling time ts of the closed-loop step response, using ts ≈ 4/(ζωₙ).
G(s) = 195/(s(s + 6))
ts = s
3.Bode plots & marginsMedium
The RC high-pass filter shown has R = 22 kΩ, C = 2.2 nF. A sinusoidal input of 1.6 kHz is applied. Find the gain |H| = |vout/vin| in dB.
R = 22 kΩC = 2.2 nFf = 1.6 kHz
|H| = dB
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 566/(s(s + 7)(s + 9)). Find the phase crossover frequency ω180, where ∠L(jω) = −180°.
L(s) = 566/(s(s + 7)(s + 9))
ω180 = rad/s
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram has the open-loop transfer function L(s) = K/(s(s + 2)(s + 4)). The gain is raised until the closed loop is on the edge of stability. Find the frequency ω of the sustained oscillation.
L(s) = K/(s(s + 2)(s + 4))
ω = rad/s
6.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/(s(s + 3)(s + 6)) leaves the real axis between s = 0 and s = −3. Find the break-away point sb.
L(s) = K/(s(s + 3)(s + 6))
sb =
7.Steady-state error & PID controlMedium
The input r(t) = 10 + 5t (a step plus a ramp) is applied to a unity-feedback loop with G(s) = 20(s + 1)/(s(s + 1)(s + 5)). Find the steady-state error ess.
G(s) = 20(s + 1)/(s(s + 1)(s + 5))r(t) = 10 + 5t
ess =
8.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 4/(s + 1) in a unity-feedback loop. The closed loop must have ωₙ = 8 rad/s and ζ = 1. Find the integral gain Ki.
G(s) = 4/(s + 1)ωₙ = 8 rad/sζ = 1
Ki =
9.Block diagramsMedium
The plant G(s) = K/((s + 7)(s + 12)) is in a unity negative feedback loop. Find the gain K for which the closed loop is critically damped (two equal real poles).
G(s) = K/((s + 7)(s + 12))unity negative feedback
K =
10.Block diagramsHard
The plant G(s) = 56/(s(s + 12)) is in a negative feedback loop with sensor gain H = 2. The closed-loop poles are complex. Find their real part σ.
G(s) = 56/(s(s + 12))H = 2
σ =
3Solutions
1.Step response
Answer: ts = 4 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 35 → ωₙ = 5.916 rad/s
2ζωₙ = 2 → ζ = 2/(2·5.916) = 0.169
Result
ζωₙ = 1 → ts ≈ 4/1 = 4 s
Answer
ts = 4 s
2.Step response
Answer: ts = 1.333 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
For this loop ζωₙ = a/2 whatever K is: raising K adds overshoot but does not shorten the settling time.
3.Bode plots & margins
Answer: |H| = −7.18 dB
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(22000·2.2 × 10⁻⁹) = 20661 rad/s
fc = 3288 Hz → f/fc = 1600/3288 = 0.4866
Gain
|H| = 0.4866/√(1 + 0.4866²) = 0.4375
20·log₁₀(0.4375) = −7.18 dB
Answer
|H| = −7.18 dB
4.Bode plots & margins
Answer: ω180 = 7.937 rad/s
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Phase crossover
(ω/7)·(ω/9) = 1 → ω180 = √(7·9) = 7.937 rad/s
Answer
ω180 = 7.937 rad/s
5.Stability: Routh–Hurwitz & root locus
Answer: ω = 2.828 rad/s
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 6s² + 8s + K = 0
s³: 1, 8
s²: 6, K
s¹: (6·8 − K)/6
s⁰: K
Critical gain
K = 6·8 = 48
Auxiliary equation
At the critical gain the s¹ row is zero; the s² row gives the poles on the imaginary axis.
6s² + 48 = 0 → s = ±j√8
ω = 2.828 rad/s
Answer
ω = 2.828 rad/s
6.Stability: Routh–Hurwitz & root locus
Answer: sb = −1.268
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Gain along the real axis
K(s) = −s(s + 3)(s + 6) = −(s³ + 9s² + 18s)
Stationary points
dK/ds = −(3s² + 18s + 18) = 0
s = (−18 ± √(324 − 216))/6 = −1.268, −4.732
Pick the point on the locus
The locus lies on the real axis between 0 and −3; the other root is not on the locus.
sb = −1.268
Answer
sb = −1.268
7.Steady-state error & PID control
Answer: ess = 1.25
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Velocity constant
Kv = lim s·G(s) = 4
Step part
Kp = ∞ → estep = 0
Ramp error
ess = 5/4 = 1.25
Answer
ess = 1.25
8.Steady-state error & PID control
Answer: Ki = 16
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 1).
s² + (1 + 4Kp)s + 4Ki
Target polynomial
s² + 2·1·8s + 8² = s² + 16s + 64
Match the coefficients
4Ki = 64 → Ki = 16
Answer
Ki = 16
The integral term makes the loop type 1, so a step is followed without steady-state error.
9.Block diagrams
Answer: K = 6.25
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
A quadratic s² + βs + γ has a double root when β² = 4γ.
19² = 4(84 + K) → K = 361/4 − 84 = 6.25
Answer
K = 6.25
Both closed-loop poles are then at s = −9.5.
10.Block diagrams
Answer: σ = −6
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).