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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 47/(s² + 6s + 47) and receives a unit step input. Find the percent overshoot %OS of the step response.
G(s) = 47/(s² + 6s + 47)
%OS = %
2.Step responseHard
A unity negative feedback loop has G(s) = 295/(s(s + 16)). Find the 2 % settling time ts of the closed-loop step response, using ts ≈ 4/(ζωₙ).
G(s) = 295/(s(s + 16))
ts = s
3.Bode plots & marginsMedium
The RC low-pass filter shown has R = 4.7 kΩ, C = 100 nF. A sinusoidal input of 3.4 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 4.7 kΩC = 100 nFf = 3.4 kHz
φ = °
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 96/(s(s + 8)). Find the phase margin PM in degrees.
L(s) = 96/(s(s + 8))
PM = °
5.Stability: Routh–Hurwitz & root locusMedium
A unity-feedback loop has L(s) = K/((s + 2)(s + 3)(s + 4)), with K > 0. Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/((s + 2)(s + 3)(s + 4))
Kmax =
6.Stability: Routh–Hurwitz & root locusHard
For L(s) = K/((s + 4)(s² + 2s + 5)), find the angle of departure θd of the root locus from the complex pole in the upper half-plane, measured from the positive real axis.
L(s) = K/((s + 4)(s² + 2s + 5))
θd = °
7.Steady-state error & PID controlMedium
A unity-feedback loop with G(s) = K/(s(s + 4)) must follow the ramp r(t) = 1t with a steady-state error of 0.2. Find the gain K.
G(s) = K/(s(s + 4))r(t) = 1tess = 0.2
K =
8.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 5/(s + 4) in a unity-feedback loop. The closed loop must have ωₙ = 4 rad/s and ζ = 1. Find the integral gain Ki.
G(s) = 5/(s + 4)ωₙ = 4 rad/sζ = 1
Ki =
9.Block diagramsMedium
A plant G(s) = 32/(s + 7) is controlled in a negative feedback loop whose sensor has the gain H = 2. Find the time constant τ of the closed loop.
G(s) = 32/(s + 7)H = 2
τ = s
10.Block diagramsHard
Reduce the block diagram with G₁ = 6/(s + 5), G₂ = 10/(s + 2), an inner negative feedback H₁ = 2 around G₂ and an outer negative feedback H₂ = 0.2. Find the DC gain T(0) of C(s)/R(s).
G₁ = 6/(s + 5)G₂ = 10/(s + 2)H₁ = 2H₂ = 0.2
T(0) =
3Solutions
1.Step response
Answer: %OS = 21.68 %
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 47 → ωₙ = 6.856 rad/s
2ζωₙ = 6 → ζ = 6/(2·6.856) = 0.4376
Result
%OS = 100·e−ζπ/√(1−ζ²) = 100·e−1.529 = 21.68 %
Answer
%OS = 21.68 %
2.Step response
Answer: ts = 0.5 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
For this loop ζωₙ = a/2 whatever K is: raising K adds overshoot but does not shorten the settling time.
3.Bode plots & margins
Answer: φ = −84.31 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(4700·1 × 10⁻⁷) = 2128 rad/s
fc = 338.6 Hz → f/fc = 3400/338.6 = 10.04
Phase
φ = − atan(10.04) = −84.31°
Answer
φ = −84.31°
4.Bode plots & margins
Answer: PM = 43.88 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Gain crossover
ω⁴ + 64ω² − 9216 = 0
ω² = (−64 + √(4096 + 4·9216))/2 = 69.19
ωc = 8.318 rad/s
Phase margin
∠L(jωc) = −90° − atan(8.318/8) = −136.1°
PM = 180° + ∠L = 43.88°
Answer
PM = 43.88°
5.Stability: Routh–Hurwitz & root locus
Answer: Kmax = 210
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 9s² + 26s + 24 + K = 0
Routh array
s³: 1, 26
s²: 9, 24 + K
s¹: (9·26 − 24 − K)/9
s⁰: 24 + K
Condition
The s¹ entry must stay positive.
K < 9·26 − 24 = 210
Answer
Kmax = 210
At the limit the loop oscillates at ω = √26 = 5.099 rad/s.
6.Stability: Routh–Hurwitz & root locus
Answer: θd = 56.31 °
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Pole locations
s² + 2s + 5 = 0 → s = −1 ± j2
s = −4
Angles from the other poles
∠(−1 + j2 + 4) = atan2(2, 3) = 33.69°
∠(−1 + j2 − (−1 − j2)) = ∠(j4) = 90°
Angle of departure
θd = 180° − 33.69° − 90° = 56.31°
Answer
θd = 56.31°
7.Steady-state error & PID control
Answer: K = 20
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required velocity constant
Kv = A/ess = 1/0.2 = 5
Gain
K = 4·Kv = 20
Answer
K = 20
A large gain makes this loop very lightly damped: ζ = 0.4472. That conflict is why compensators are used.
8.Steady-state error & PID control
Answer: Ki = 3.2
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 4).
s² + (4 + 5Kp)s + 5Ki
Target polynomial
s² + 2·1·4s + 4² = s² + 8s + 16
Match the coefficients
5Ki = 16 → Ki = 3.2
Answer
Ki = 3.2
The integral term makes the loop type 1, so a step is followed without steady-state error.
9.Block diagrams
Answer: τ = 0.01408 s
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).