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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 225/(s² + 11s + 75) and receives a unit step input. The poles are s = σ ± jωd. Find the real part σ.
G(s) = 225/(s² + 11s + 75)
σ =
2.Step responseHard
A mass m = 5 kg hangs on a spring k = 100 N/m with a viscous damper c = 9 N·s/m (m·x″ + c·x′ + k·x = F). At rest in equilibrium, a constant force F = 5 N is suddenly applied. Find the damping ratio ζ.
m = 5 kgk = 100 N/mc = 9 N·s/mF = 5 N
ζ =
3.Bode plots & marginsMedium
In the series RLC band-pass filter shown the output is taken across R = 10 Ω, with L = 10 mH and C = 0.47 µF. Find the centre (resonant) frequency f0 in Hz.
R = 10 ΩL = 10 mHC = 0.47 µF
f0 = Hz
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 42/(s(s + 4)(s + 6)). Find the gain margin GM in dB.
L(s) = 42/(s(s + 4)(s + 6))
GM = dB
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram has the open-loop transfer function L(s) = K/(s(s + 6)(s + 10)). Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/(s(s + 6)(s + 10))
Kmax =
6.Stability: Routh–Hurwitz & root locusHard
For L(s) = K/((s + 3)(s² + 2s + 17)), find the angle of departure θd of the root locus from the complex pole in the upper half-plane, measured from the positive real axis.
L(s) = K/((s + 3)(s² + 2s + 17))
θd = °
7.Steady-state error & PID controlMedium
A unity-feedback loop with G(s) = K/(s(s + 5)) must follow the ramp r(t) = 5t with a steady-state error of 0.01. Find the gain K.
G(s) = K/(s(s + 5))r(t) = 5tess = 0.01
K =
8.Steady-state error & PID controlHard
A proportional controller K = 16 drives the plant G(s) = 5/(s(s + 8)) in a unity-feedback loop. Find the 2 % settling time ts of the step response, using ts ≈ 4/(ζωₙ).
G(s) = 5/(s(s + 8))K = 16
ts = s
9.Block diagramsMedium
The plant G(s) = 5/(s + 2) has an inner (minor) negative feedback loop with gain H₁ = 0.5. A controller gain K = 19 and an outer unity negative feedback loop close the system. Find the closed-loop pole p.
G(s) = 5/(s + 2)H₁ = 0.5K = 19
p =
10.Block diagramsHard
A proportional controller K = 15 drives the plant G(s) = 6/(s + 2) in a unity negative feedback loop. A disturbance D enters at the plant input (it is added to the controller output). A reference step of size 2 and a disturbance step of size 5 are applied together. Find the steady-state output css.
K = 15G(s) = 6/(s + 2)D = 5R = 2
css =
3Solutions
1.Step response
Answer: σ = −5.5
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 75 → ωₙ = 8.66 rad/s
2ζωₙ = 11 → ζ = 11/(2·8.66) = 0.6351
Result
σ = −ζωₙ = −11/2 = −5.5
Answer
σ = −5.5
2.Step response
Answer: ζ = 0.2012
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Natural frequency and damping ratio
ωₙ = √(k/m) = √(100/5) = 4.472 rad/s
ζ = c/(2√(km)) = 9/(2·√(100·5)) = 0.2012
Result
ζ = 0.2012
Answer
ζ = 0.2012
3.Bode plots & margins
Answer: f0 = 2322 Hz
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Resonant frequency
ω₀ = 1/√(LC) = 1/√(0.01·4.7 × 10⁻⁷) = 14586 rad/s
f₀ = ω₀/(2π) = 2322 Hz
Answer
f0 = 2322 Hz
4.Bode plots & margins
Answer: GM = 15.14 dB
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic equation
s³ + 16s² + 60s + K = 0
Routh array
s³: 1, 60
s²: 16, K
s¹: (16·60 − K)/16
s⁰: K
Conditions
Every entry of the first column must be positive.
K > 0
16·60 − K > 0 → K < 960
Answer
Kmax = 960
At K = 960 the closed loop oscillates at ω = √60 = 7.746 rad/s.
6.Stability: Routh–Hurwitz & root locus
Answer: θd = 26.57 °
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Pole locations
s² + 2s + 17 = 0 → s = −1 ± j4
s = −3
Angles from the other poles
∠(−1 + j4 + 3) = atan2(4, 2) = 63.43°
∠(−1 + j4 − (−1 − j4)) = ∠(j8) = 90°
Angle of departure
θd = 180° − 63.43° − 90° = 26.57°
Answer
θd = 26.57°
7.Steady-state error & PID control
Answer: K = 2500
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required velocity constant
Kv = A/ess = 5/0.01 = 500
Gain
K = 5·Kv = 2500
Answer
K = 2500
A large gain makes this loop very lightly damped: ζ = 0.05. That conflict is why compensators are used.
8.Steady-state error & PID control
Answer: ts = 1 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 8) + 16·5 = s² + 8s + 80
ωₙ and ζ
ωₙ = √80 = 8.944 rad/s
ζ = 8/(2·8.944) = 0.4472
Settling time
ζωₙ = 8/2 = 4
ts ≈ 4/4 = 1 s
Answer
ts = 1 s
The settling time does not depend on K here: raising K only makes the response oscillate faster.
9.Block diagrams
Answer: p = −99.5
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Transfer functions
C/D = G/(1 + K·G) = 6/(s + 2 + 90)
C/R = K·G/(1 + K·G) = 90/(s + 2 + 90)
Steady state
css = 2·90/92 + 5·6/92 = 2.283
Answer
css = 2.283
A larger K reduces the effect of the disturbance, but never to zero with a proportional controller.