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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 80/(s² + 9s + 40) and receives a unit step input. The poles are s = σ ± jωd. Find the real part σ.
G(s) = 80/(s² + 9s + 40)
σ =
2.Step responseHard
A unity negative feedback loop has G(s) = K/(s(s + 2)). Find the gain K that gives a step response with 5 % overshoot.
G(s) = K/(s(s + 2))%OS = 5 %
K =
3.Bode plots & marginsMedium
The RC low-pass filter shown has R = 22 kΩ, C = 1 nF. A sinusoidal input of 14 kHz is applied. Find the gain |H| = |vout/vin| in dB.
R = 22 kΩC = 1 nFf = 14 kHz
|H| = dB
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 1.4/(s(s + 1)). Find the phase margin PM in degrees.
L(s) = 1.4/(s(s + 1))
PM = °
5.Stability: Routh–Hurwitz & root locusMedium
A unity-feedback loop has L(s) = K/((s + 2)(s + 4)(s + 6)), with K > 0. Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/((s + 2)(s + 4)(s + 6))
Kmax =
6.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/((s + 4)(s + 6)) is shown. Find the gain K at the break-away point sb, where the two closed-loop poles meet on the real axis.
L(s) = K/((s + 4)(s + 6))
K =
7.Steady-state error & PID controlMedium
The parabolic input r(t) = 0.5·t²/2 is applied to a unity-feedback loop with G(s) = 20(s + 5)/(s²(s + 1)). Find the steady-state error ess.
G(s) = 20(s + 5)/(s²(s + 1))r(t) = 0.5·t²/2
ess =
8.Steady-state error & PID controlHard
A proportional controller K = 8 drives the plant G(s) = 10/(s(s + 4)) in a unity-feedback loop. Find the 2 % settling time ts of the step response, using ts ≈ 4/(ζωₙ).
G(s) = 10/(s(s + 4))K = 8
ts = s
9.Block diagramsMedium
A plant G(s) = 19/(s + 8) is controlled in a negative feedback loop whose sensor has the gain H = 2. Find the time constant τ of the closed loop.
G(s) = 19/(s + 8)H = 2
τ = s
10.Block diagramsHard
A proportional controller K = 21 drives the plant G(s) = 6/(s + 5) in a unity negative feedback loop. A disturbance D enters at the plant input (it is added to the controller output). A reference step of size 5 and a disturbance step of size 5 are applied together. Find the steady-state output css.
K = 21G(s) = 6/(s + 5)D = 5R = 5
css =
3Solutions
1.Step response
Answer: σ = −4.5
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 40 → ωₙ = 6.325 rad/s
2ζωₙ = 9 → ζ = 9/(2·6.325) = 0.7115
Result
σ = −ζωₙ = −9/2 = −4.5
Answer
σ = −4.5
2.Step response
Answer: K = 2.1
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Closed-loop transfer function
T(s) = K/(s² + 2s + K)
Damping ratio from the overshoot
ζ = −ln(0.05)/√(π² + ln²(0.05)) = 0.6901
Gain
ωₙ = 2/(2ζ) = 1.449 rad/s
K = ωₙ² = 2.1
Answer
K = 2.1
3.Bode plots & margins
Answer: |H| = −6.762 dB
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(22000·1 × 10⁻⁹) = 45455 rad/s
fc = 7234 Hz → f/fc = 14000/7234 = 1.935
Gain
|H| = 1/√(1 + 1.935²) = 0.4591
20·log₁₀(0.4591) = −6.762 dB
Answer
|H| = −6.762 dB
4.Bode plots & margins
Answer: PM = 45.19 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Gain crossover
ω⁴ + 1ω² − 1.96 = 0
ω² = (−1 + √(1 + 4·1.96))/2 = 0.9866
ωc = 0.9933 rad/s
Phase margin
∠L(jωc) = −90° − atan(0.9933/1) = −134.8°
PM = 180° + ∠L = 45.19°
Answer
PM = 45.19°
5.Stability: Routh–Hurwitz & root locus
Answer: Kmax = 480
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 12s² + 44s + 48 + K = 0
Routh array
s³: 1, 44
s²: 12, 48 + K
s¹: (12·44 − 48 − K)/12
s⁰: 48 + K
Condition
The s¹ entry must stay positive.
K < 12·44 − 48 = 480
Answer
Kmax = 480
At the limit the loop oscillates at ω = √44 = 6.633 rad/s.
6.Stability: Routh–Hurwitz & root locus
Answer: K = 1
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Break-away point
dK/ds = 0 for K = −(s + 4)(s + 6) gives 2s + 10 = 0.
sb = −5
Magnitude condition
K = |−5 + 4|·|−5 + 6| = 1·1 = 1
Answer
K = 1
For this gain the closed loop is critically damped (ζ = 1).
7.Steady-state error & PID control
Answer: ess = 0.005
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Acceleration constant
Ka = 20·5/1 = 100
Parabola error
ess = 0.5/100 = 0.005
Answer
ess = 0.005
8.Steady-state error & PID control
Answer: ts = 2 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 4) + 8·10 = s² + 4s + 80
ωₙ and ζ
ωₙ = √80 = 8.944 rad/s
ζ = 4/(2·8.944) = 0.2236
Settling time
ζωₙ = 4/2 = 2
ts ≈ 4/2 = 2 s
Answer
ts = 2 s
The settling time does not depend on K here: raising K only makes the response oscillate faster.
9.Block diagrams
Answer: τ = 0.02174 s
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Transfer functions
C/D = G/(1 + K·G) = 6/(s + 5 + 126)
C/R = K·G/(1 + K·G) = 126/(s + 5 + 126)
Steady state
css = 5·126/131 + 5·6/131 = 5.038
Answer
css = 5.038
A larger K reduces the effect of the disturbance, but never to zero with a proportional controller.