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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 11/(s² + 2s + 22) and receives a unit step input. Find the percent overshoot %OS of the step response.
G(s) = 11/(s² + 2s + 22)
%OS = %
2.Step responseHard
A series RLC circuit with R = 46 Ω, L = 100 mH and C = 47 µF is connected to a 5 V step at t = 0. The capacitor is uncharged and no current flows before the step. Find the time tp of the first voltage peak, in ms.
R = 46 ΩL = 100 mHC = 47 µFV = 5 V
tp = ms
3.Bode plots & marginsMedium
The RL low-pass filter shown has R = 22 Ω, L = 1 mH. A sinusoidal input of 14 kHz is applied. Find the gain |H| = |vout/vin| in dB.
R = 22 ΩL = 1 mHf = 14 kHz
|H| = dB
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 64/(s(s + 4)). Find the phase margin PM in degrees.
L(s) = 64/(s(s + 4))
PM = °
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram runs with K = 14 and L(s) = K/(s(s + 1)(s + 6)). By what factor m can the gain be raised before the closed loop becomes unstable?
L(s) = K/(s(s + 1)(s + 6))K = 14
m =
6.Stability: Routh–Hurwitz & root locusHard
A unity-feedback loop has L(s) = K/((s + 4)(s + 8)(s + 10)). Find the point σa where the asymptotes of the root locus cross the real axis.
L(s) = K/((s + 4)(s + 8)(s + 10))
σa =
7.Steady-state error & PID controlMedium
A unity-feedback loop has G(s) = K/((s + 4)(s + 5)). Find the gain K that gives a steady-state error of 5 % for a step input.
G(s) = K/((s + 4)(s + 5))ess = 5 %
K =
8.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 5/(s + 4) in a unity-feedback loop. The closed loop must have ωₙ = 5 rad/s and ζ = 0.8. Find the proportional gain Kp.
G(s) = 5/(s + 4)ωₙ = 5 rad/sζ = 0.8
Kp =
9.Block diagramsMedium
The plant G(s) = 8/(s + 8) has an inner (minor) negative feedback loop with gain H₁ = 1. A controller gain K = 12 and an outer unity negative feedback loop close the system. Find the closed-loop DC gain T(0).
G(s) = 8/(s + 8)H₁ = 1K = 12
T(0) =
10.Block diagramsHard
The plant G(s) = K/((s + 3)(s + 4)(s + 6)) is in a unity negative feedback loop. At the largest stable gain the loop oscillates. Find the frequency of oscillation ω in rad/s.
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 22 → ωₙ = 4.69 rad/s
2ζωₙ = 2 → ζ = 2/(2·4.69) = 0.2132
Result
%OS = 100·e−ζπ/√(1−ζ²) = 100·e−0.6856 = 50.38 %
Answer
%OS = 50.38 %
2.Step response
Answer: tp = 7.857 ms
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = R/L = 22/0.001 = 22000 rad/s
fc = 3501 Hz → f/fc = 14000/3501 = 3.998
Gain
|H| = 1/√(1 + 3.998²) = 0.2426
20·log₁₀(0.2426) = −12.3 dB
Answer
|H| = −12.3 dB
4.Bode plots & margins
Answer: PM = 28.02 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Gain crossover
ω⁴ + 16ω² − 4096 = 0
ω² = (−16 + √(256 + 4·4096))/2 = 56.5
ωc = 7.517 rad/s
Phase margin
∠L(jωc) = −90° − atan(7.517/4) = −152°
PM = 180° + ∠L = 28.02°
Answer
PM = 28.02°
5.Stability: Routh–Hurwitz & root locus
Answer: m = 3
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 7s² + 6s + K = 0
s³: 1, 6
s²: 7, K
s¹: (7·6 − K)/7
s⁰: K
Largest stable gain
Kmax = 7·6 = 42
Factor
m = 42/14 = 3
Answer
m = 3
This factor is the gain margin as a ratio: 9.542 dB.
6.Stability: Routh–Hurwitz & root locus
Answer: σa = −7.333
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Poles and zeros
poles: −4, −8, −10
n − m = 3 − 0 = 3
Centroid
σa = (−22)/3 = −7.333
Answer
σa = −7.333
The 3 asymptotes leave the centroid at angles of 60°, 180°, 300°.
7.Steady-state error & PID control
Answer: K = 380
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required error constant
1/(1 + Kp) = 0.05 → Kp = 19
Gain
K/20 = 19 → K = 380
Answer
K = 380
Check the closed-loop stability as well: for this second-order loop any K > 0 is stable.
8.Steady-state error & PID control
Answer: Kp = 0.8
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 4).
s² + (4 + 5Kp)s + 5Ki
Target polynomial
s² + 2·0.8·5s + 5² = s² + 8s + 25
Match the coefficients
4 + 5Kp = 8 → Kp = 0.8
Answer
Kp = 0.8
The integral term makes the loop type 1, so a step is followed without steady-state error.
9.Block diagrams
Answer: T(0) = 0.8571
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).