In the print window, choose “Save as PDF” to keep a copy on your device.
1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 98/(s² + 4s + 98) and receives a unit step input. Find the peak time tp of the step response.
G(s) = 98/(s² + 4s + 98)
tp = s
2.Step responseHard
A unity negative feedback loop has G(s) = 105/(s(s + 8)). Find the 2 % settling time ts of the closed-loop step response, using ts ≈ 4/(ζωₙ).
G(s) = 105/(s(s + 8))
ts = s
3.Bode plots & marginsMedium
The RC high-pass filter shown has R = 1 kΩ, C = 2.2 nF. A sinusoidal input of 720 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 1 kΩC = 2.2 nFf = 720 kHz
φ = °
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = K/(s(s + 6)(s + 8)). Find the gain K that gives a gain margin of 3 dB.
L(s) = K/(s(s + 6)(s + 8))GM = 3 dB
K =
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram uses positive feedback, with L(s) = 50/(s(s + 1)(s + 3)). How many closed-loop poles N lie in the right half-plane?
L(s) = 50/(s(s + 1)(s + 3))
N =
6.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K(s + 4)/(s(s + 2)) leaves the real axis between s = 0 and s = −2, circles round and joins the real axis again to the left of the zero. Find the break-away point sb.
L(s) = K(s + 4)/(s(s + 2))
sb =
7.Steady-state error & PID controlMedium
A process G(s) = 4/(0.5s + 1) is controlled by a proportional gain K = 1 in a unity-feedback loop. Find the steady-state error ess for a step, as a percentage of the step size.
G(s) = 4/(0.5s + 1)K = 1
ess = %
8.Steady-state error & PID controlHard
A proportional controller K = 20 drives the plant G(s) = 5/(s(s + 6)) in a unity-feedback loop. Find the peak time tp of the step response.
G(s) = 5/(s(s + 6))K = 20
tp = s
9.Block diagramsMedium
A plant G(s) = 24/(s + 6) is controlled in a negative feedback loop whose sensor has the gain H = 0.5. Find the time constant τ of the closed loop.
G(s) = 24/(s + 6)H = 0.5
τ = s
10.Block diagramsHard
The plant G(s) = K/((s + 1)(s + 5)(s + 6)) is in a unity negative feedback loop. At the largest stable gain the loop oscillates. Find the frequency of oscillation ω in rad/s.
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
For this loop ζωₙ = a/2 whatever K is: raising K adds overshoot but does not shorten the settling time.
3.Bode plots & margins
Answer: φ = 5.738 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(1000·2.2 × 10⁻⁹) = 454545 rad/s
fc = 72343 Hz → f/fc = 720000/72343 = 9.953
Phase
φ = 90° − atan(9.953) = 5.738°
Answer
φ = 5.738°
4.Bode plots & margins
Answer: K = 475.7
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 4s² + 3s − 50 = 0
Routh array
s³: 1, 3
s²: 4, −50
s¹: 15.5
s⁰: −50
Sign changes in the first column
1 → 4 → 15.5 → −50
N = 1
Answer
N = 1
Positive feedback makes the constant coefficient negative: one real pole always moves into the right half-plane.
6.Stability: Routh–Hurwitz & root locus
Answer: sb = −1.172
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Gain along the real axis
K(s) = −(s² + 2s)/(s + 4)
Stationary points
Differentiate with the quotient rule and set the numerator to zero.
(2s + 2)(s + 4) − (s² + 2s) = s² + 8s + 8 = 0
s = −4 ± √8 = −1.172, −6.828
Break-away point
sb = −1.172
Answer
sb = −1.172
Between the two break points the locus is a circle centred on the zero, with radius √8 = 2.828.
7.Steady-state error & PID control
Answer: ess = 20 %
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Position constant
Kp = 1·4 = 4
Step error
ess = 100/(1 + 4) = 20 %
Answer
ess = 20 %
8.Steady-state error & PID control
Answer: tp = 0.3293 s
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 6) + 20·5 = s² + 6s + 100
ωₙ and ζ
ωₙ = √100 = 10 rad/s
ζ = 6/(2·10) = 0.3
Peak time
ωd = 10·√(1 − 0.3²) = 9.539 rad/s
tp = π/9.539 = 0.3293 s
Answer
tp = 0.3293 s
9.Block diagrams
Answer: τ = 0.05556 s
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).