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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Step responseMedium
A system has the transfer function G(s) = 98/(s² + 10s + 49) and receives a unit step input. Find the 2 % settling time ts of the step response, using ts ≈ 4/(ζωₙ).
G(s) = 98/(s² + 10s + 49)
ts = s
2.Step responseHard
A series RLC circuit with R = 190 Ω, L = 200 mH and C = 2 µF is connected to a 12 V step at t = 0. The capacitor is uncharged and no current flows before the step. Find the time tp of the first voltage peak, in ms.
R = 190 ΩL = 200 mHC = 2 µFV = 12 V
tp = ms
3.Bode plots & marginsMedium
In the series RLC band-pass filter shown the output is taken across R = 5 Ω, with L = 50 mH and C = 1 µF. Find the quality factor Q.
R = 5 ΩL = 50 mHC = 1 µF
Q =
4.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 298/(s(s + 5)(s + 7)). Find the gain margin GM in dB.
L(s) = 298/(s(s + 5)(s + 7))
GM = dB
5.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram runs with K = 180 and L(s) = K/(s(s + 8)(s + 10)). By what factor m can the gain be raised before the closed loop becomes unstable?
L(s) = K/(s(s + 8)(s + 10))K = 180
m =
6.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K/((s + 6)(s + 12)) is shown. Find the gain K at the break-away point sb, where the two closed-loop poles meet on the real axis.
L(s) = K/((s + 6)(s + 12))
K =
7.Steady-state error & PID controlMedium
A process G(s) = 2.5/(1s + 1) is controlled by a proportional gain K = 10 in a unity-feedback loop. Find the steady-state error ess for a step, as a percentage of the step size.
G(s) = 2.5/(1s + 1)K = 10
ess = %
8.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 10/(s + 2) in a unity-feedback loop. The closed loop must have ωₙ = 6 rad/s and ζ = 0.6. Find the integral gain Ki.
G(s) = 10/(s + 2)ωₙ = 6 rad/sζ = 0.6
Ki =
9.Block diagramsMedium
The plant G(s) = K/((s + 4)(s + 10)) is in a unity negative feedback loop. Find the gain K for which the closed loop is critically damped (two equal real poles).
G(s) = K/((s + 4)(s + 10))unity negative feedback
K =
10.Block diagramsHard
A proportional controller K = 12 drives the plant G(s) = 9/(s + 5) in a unity negative feedback loop. A disturbance D enters at the plant input (it is added to the controller output). A reference step of size 5 and a disturbance step of size 1 are applied together. Find the steady-state output css.
K = 12G(s) = 9/(s + 5)D = 1R = 5
css =
3Solutions
1.Step response
Answer: ts = 0.8 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 49 → ωₙ = 7 rad/s
2ζωₙ = 10 → ζ = 10/(2·7) = 0.7143
Result
ζωₙ = 5 → ts ≈ 4/5 = 0.8 s
Answer
ts = 0.8 s
2.Step response
Answer: tp = 2.083 ms
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Resonant frequency
ω₀ = 1/√(LC) = 1/√(0.05·1 × 10⁻⁶) = 4472 rad/s
f₀ = ω₀/(2π) = 711.8 Hz
Quality factor
BW = R/L = 5/0.05 = 100 rad/s = 15.92 Hz
Q = ω₀/BW = 4472/100 = 44.72
Answer
Q = 44.72
4.Bode plots & margins
Answer: GM = 2.981 dB
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 18s² + 80s + K = 0
s³: 1, 80
s²: 18, K
s¹: (18·80 − K)/18
s⁰: K
Largest stable gain
Kmax = 18·80 = 1440
Factor
m = 1440/180 = 8
Answer
m = 8
This factor is the gain margin as a ratio: 18.06 dB.
6.Stability: Routh–Hurwitz & root locus
Answer: K = 9
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Break-away point
dK/ds = 0 for K = −(s + 6)(s + 12) gives 2s + 18 = 0.
sb = −9
Magnitude condition
K = |−9 + 6|·|−9 + 12| = 3·3 = 9
Answer
K = 9
For this gain the closed loop is critically damped (ζ = 1).
7.Steady-state error & PID control
Answer: ess = 3.846 %
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Position constant
Kp = 10·2.5 = 25
Step error
ess = 100/(1 + 25) = 3.846 %
Answer
ess = 3.846 %
8.Steady-state error & PID control
Answer: Ki = 3.6
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 2).
s² + (2 + 10Kp)s + 10Ki
Target polynomial
s² + 2·0.6·6s + 6² = s² + 7.2s + 36
Match the coefficients
10Ki = 36 → Ki = 3.6
Answer
Ki = 3.6
The integral term makes the loop type 1, so a step is followed without steady-state error.
9.Block diagrams
Answer: K = 9
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
A quadratic s² + βs + γ has a double root when β² = 4γ.
14² = 4(40 + K) → K = 196/4 − 40 = 9
Answer
K = 9
Both closed-loop poles are then at s = −7.
10.Block diagrams
Answer: css = 4.858
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Transfer functions
C/D = G/(1 + K·G) = 9/(s + 5 + 108)
C/R = K·G/(1 + K·G) = 108/(s + 5 + 108)
Steady state
css = 5·108/113 + 1·9/113 = 4.858
Answer
css = 4.858
A larger K reduces the effect of the disturbance, but never to zero with a proportional controller.