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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = (2s + 20)/(s² + 2s + 26) by completing the square, and evaluate f(0.3).
F(s) = (2s + 20)/(s² + 2s + 26)t = 0.3 s
f(0.3) =
2.Laplace transformsHard
A system obeys y″ + 6y′ + 8y = 32·u(t), with y(0) = 5 and y′(0) = 0. At t = 0 a step input u(t) = 1 is applied. Use the Laplace transform to find y(0.6).
The plant G(s) = 2/(s + 4) has an inner (minor) negative feedback loop with gain H₁ = 4. A controller gain K = 12 and an outer unity negative feedback loop close the system. Find the closed-loop DC gain T(0).
G(s) = 2/(s + 4)H₁ = 4K = 12
T(0) =
4.Block diagramsHard
Reduce the block diagram with G₁ = 9/(s + 4), G₂ = 3/(s + 6), an inner negative feedback H₁ = 2 around G₂ and an outer negative feedback H₂ = 0.5. Find the DC gain T(0) of C(s)/R(s).
G₁ = 9/(s + 4)G₂ = 3/(s + 6)H₁ = 2H₂ = 0.5
T(0) =
5.Step responseMedium
A system has the transfer function G(s) = 40/(s² + 3s + 80) and receives a unit step input. The poles are s = σ ± jωd. Find the real part σ.
G(s) = 40/(s² + 3s + 80)
σ =
6.Step responseHard
A unity negative feedback loop has G(s) = K/(s(s + 12)). Find the gain K that gives a step response with 10 % overshoot.
G(s) = K/(s(s + 12))%OS = 10 %
K =
7.Stability: Routh–Hurwitz & root locusMedium
The loop in the diagram runs with K = 13.75 and L(s) = K/(s(s + 1)(s + 10)). By what factor m can the gain be raised before the closed loop becomes unstable?
L(s) = K/(s(s + 1)(s + 10))K = 13.75
m =
8.Stability: Routh–Hurwitz & root locusHard
For L(s) = K/((s + 6)(s² + 6s + 10)), find the angle of departure θd of the root locus from the complex pole in the upper half-plane, measured from the positive real axis.
L(s) = K/((s + 6)(s² + 6s + 10))
θd = °
9.Steady-state error & PID controlMedium
A ramp r(t) = 4t is applied to a unity-feedback loop with G(s) = 5(s + 4)/(s(s + 1)(s + 4)). Find the steady-state error ess.
G(s) = 5(s + 4)/(s(s + 1)(s + 4))r(t) = 4t
ess =
10.Steady-state error & PID controlHard
A proportional controller K drives the plant G(s) = 5/(s(s + 8)) in a unity-feedback loop. Find the gain K that gives the closed loop a damping ratio ζ = 0.8.
G(s) = 5/(s(s + 8))ζ = 0.8
K =
11.Bode plots & marginsMedium
The RL high-pass filter shown has R = 47 Ω, L = 22 mH. A sinusoidal input of 1 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 47 ΩL = 22 mHf = 1 kHz
φ = °
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = 5.2/(s(s + 4)). Find the phase margin PM in degrees.
L(s) = 5.2/(s(s + 4))
PM = °
3Solutions
1.Laplace transforms
Answer: f(0.3) = 2.765
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
(s² + 6s + 8)·Y(s) = 5s + 30 + 32/s
Y(s) = (5s² + 30s + 32)/(s(s + 2)(s + 4))
Partial fractions
A = 32/(2·4) = 4
B = −8/((−2)·2) = 2
C = −8/((−4)·(−2)) = −1
Result
y(t) = 4 + 2·e−2t − e−4t
y(0.6) = 4.512
Answer
y(0.6) = 4.512
Check: y(0) = A + B + C = 5.
3.Block diagrams
Answer: T(0) = 0.6667
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 80 → ωₙ = 8.944 rad/s
2ζωₙ = 3 → ζ = 3/(2·8.944) = 0.1677
Result
σ = −ζωₙ = −3/2 = −1.5
Answer
σ = −1.5
6.Step response
Answer: K = 103
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Closed-loop transfer function
T(s) = K/(s² + 12s + K)
Damping ratio from the overshoot
ζ = −ln(0.1)/√(π² + ln²(0.1)) = 0.5912
Gain
ωₙ = 12/(2ζ) = 10.15 rad/s
K = ωₙ² = 103
Answer
K = 103
7.Stability: Routh–Hurwitz & root locus
Answer: m = 8
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Routh array
s³ + 11s² + 10s + K = 0
s³: 1, 10
s²: 11, K
s¹: (11·10 − K)/11
s⁰: K
Largest stable gain
Kmax = 11·10 = 110
Factor
m = 110/13.75 = 8
Answer
m = 8
This factor is the gain margin as a ratio: 18.06 dB.
8.Stability: Routh–Hurwitz & root locus
Answer: θd = 71.57 °
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Pole locations
s² + 6s + 10 = 0 → s = −3 ± j1
s = −6
Angles from the other poles
∠(−3 + j1 + 6) = atan2(1, 3) = 18.43°
∠(−3 + j1 − (−3 − j1)) = ∠(j2) = 90°
Angle of departure
θd = 180° − 18.43° − 90° = 71.57°
Answer
θd = 71.57°
9.Steady-state error & PID control
Answer: ess = 0.8
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Velocity constant
Kv = lim s·G(s) = 5
Ramp error
ess = 4/5 = 0.8
Answer
ess = 0.8
10.Steady-state error & PID control
Answer: K = 5
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
s(s + 8) + 5K = s² + 8s + 5K
Natural frequency
2·0.8·ωₙ = 8 → ωₙ = 5 rad/s
Gain
5K = ωₙ² = 25 → K = 5
Answer
K = 5
11.Bode plots & margins
Answer: φ = 18.78 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = R/L = 47/0.022 = 2136 rad/s
fc = 340 Hz → f/fc = 1000/340 = 2.941
Phase
φ = 90° − atan(2.941) = 18.78°
Answer
φ = 18.78°
12.Bode plots & margins
Answer: PM = 72.76 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.