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1Formulas and methods
Stability: Routh–Hurwitz & root locus
Stability
all roots of the characteristic polynomial in the left half-plane
Routh array, s¹ entry of a cubic
b1 = (a2a1 − a3a0)/a2
Right half-plane roots
number of sign changes in the first column
Cubic s³ + a₂s² + a₁s + a₀
stable when all a > 0 and a₂·a₁ > a₀
K/(s(s + a)(s + b))
Kmax = ab(a + b), ω = √(ab)
Characteristic equation
1 + K·G(s) = 0
Asymptotes
σa = (Σp − Σz)/(n − m), θ = (2q + 1)·180°/(n − m)
Break-away and break-in points
dK/ds = 0
Magnitude condition
K = 1/|G(s)|
Angle of departure
θd = 180° − Σ∠(from other poles) + Σ∠(from zeros)
Method
Write the closed-loop characteristic polynomial: the denominator of 1 + K·G(s) = 0, multiplied out.
Put the coefficients alternately into the first two rows of the Routh array and build the remaining rows.
Count the sign changes in the first column: each one is a pole in the right half-plane. With K in the array, demand that every first-column entry stays positive.
For a root locus, mark the poles and zeros, the real-axis segments, the asymptotes from the centroid and the break points where dK/ds = 0. Use K = 1/|G(s)| for the gain at a point.
Steady-state error & PID control
System type
number of poles of G(s) at s = 0
Error constants
Kp = lim G(s), Kv = lim s·G(s), Ka = lim s²·G(s) (s → 0)
Step A
ess = A/(1 + Kp)
Ramp A·t
ess = A/Kv
Parabola A·t²/2
ess = A/Ka
PID controller
C(s) = Kp + Ki/s + Kd·s
Second-order target
s² + 2ζωns + ωn²
Overshoot and timing
%OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd, ts ≈ 4/(ζωn)
Method
Count the poles of the open loop C(s)·G(s) at s = 0: that is the system type.
Work out the error constant that matches the input: Kp for a step, Kv for a ramp, Ka for a parabola.
Apply ess = A/(1 + Kp), A/Kv or A/Ka, or solve it for the gain you need.
For a damping or speed specification, write the closed-loop characteristic polynomial and match it with s² + 2ζω_n·s + ω_n².
2Practice problems
1.Laplace transformsMedium
Find f(t) for F(s) = (2s + 31)/(s² + 8s + 16) and evaluate f(0.3).
F(s) = (2s + 31)/(s² + 8s + 16)t = 0.3 s
f(0.3) =
2.Laplace transformsHard
A system obeys y″ + 3y′ + 2y = 4·u(t), with y(0) = 5 and y′(0) = 0. At t = 0 a step input u(t) = 10 is applied. Use the Laplace transform to find y(0.6).
A unity negative feedback loop has G(s) = 11(s + 2)/((s + 4)(s + 8)). A step of size 1 is applied at the reference. Find the steady-state error ess.
G(s) = 11(s + 2)/((s + 4)(s + 8))R = 1
ess =
4.Block diagramsHard
A proportional controller K = 14 drives the plant G(s) = 9/(s + 2) in a unity negative feedback loop. A disturbance D enters at the plant input (it is added to the controller output). With R = 0, a disturbance step of size 5 is applied. Find the steady-state output css.
K = 14G(s) = 9/(s + 2)D = 5R = 0
css =
5.Step responseMedium
A system has the transfer function G(s) = 74/(s² + 13s + 74) and receives a unit step input. Find the damping ratio ζ.
G(s) = 74/(s² + 13s + 74)
ζ =
6.Step responseHard
A unity negative feedback loop has G(s) = 160/(s(s + 20)). Find the 2 % settling time ts of the closed-loop step response, using ts ≈ 4/(ζωₙ).
G(s) = 160/(s(s + 20))
ts = s
7.Stability: Routh–Hurwitz & root locusMedium
A unity-feedback loop has L(s) = K/((s + 1)(s + 2)(s + 6)), with K > 0. Find the largest gain Kmax for which the closed loop is stable.
L(s) = K/((s + 1)(s + 2)(s + 6))
Kmax =
8.Stability: Routh–Hurwitz & root locusHard
The root locus of L(s) = K(s + 12)/(s(s + 8)) leaves the real axis between s = 0 and s = −8, circles round and joins the real axis again to the left of the zero. Find the break-in point si.
L(s) = K(s + 12)/(s(s + 8))
si =
9.Steady-state error & PID controlMedium
A unity-feedback loop has G(s) = K/((s + 5)(s + 10)). Find the gain K that gives a steady-state error of 10 % for a step input.
G(s) = K/((s + 5)(s + 10))ess = 10 %
K =
10.Steady-state error & PID controlHard
A PI controller C(s) = Kp + Ki/s drives the plant G(s) = 10/(s + 5) in a unity-feedback loop. The closed loop must have ωₙ = 5 rad/s and ζ = 0.7. Find the integral gain Ki.
G(s) = 10/(s + 5)ωₙ = 5 rad/sζ = 0.7
Ki =
11.Bode plots & marginsMedium
The RC low-pass filter shown has R = 4.7 kΩ, C = 2.2 nF. A sinusoidal input of 7.7 kHz is applied. Find the phase shift φ of vout relative to vin, in degrees.
R = 4.7 kΩC = 2.2 nFf = 7.7 kHz
φ = °
12.Bode plots & marginsHard
A unity-feedback loop has the open-loop transfer function L(s) = K/(s(s + 3)(s + 6)). Find the gain K that gives a gain margin of 12 dB.
L(s) = K/(s(s + 3)(s + 6))GM = 12 dB
K =
3Solutions
1.Laplace transforms
Answer: f(0.3) = 2.681
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Factor the denominator
s² + 8s + 16 = (s + 4)²
Partial fractions
2s + 31 = 2(s + 4) + 23
F(s) = 2/(s + 4) + 23/(s + 4)²
Inverse transform
f(t) = 2·e−4t + 23·t·e−4t
f(0.3) = (2 + 23·0.3)·e−4·0.3 = 2.681
Answer
f(0.3) = 2.681
2.Laplace transforms
Answer: y(0.6) = 8.054
Laplace transform: F(s) = ∫₀∞ f(t)·e−st dt turns derivatives into multiplications by s: ℒ{f′} = sF(s) − f(0), ℒ{f″} = s²F(s) − s·f(0) − f′(0). Standard pairs: 1 ↔ 1/s, e−at ↔ 1/(s + a), t·e−at ↔ 1/(s + a)², sin ωt ↔ ω/(s² + ω²), cos ωt ↔ s/(s² + ω²), and a shift s → s + σ multiplies the time function by e−σt. To invert a rational F(s), split it into partial fractions: the residue of a simple pole p is A = [(s − p)·F(s)] at s = p. Final value theorem: f(∞) = lims→0 s·F(s), valid only when all poles of s·F(s) lie in the left half-plane. Initial value theorem: f(0⁺) = lims→∞ s·F(s).
Transform the equation
(s² + 3s + 2)·Y(s) = 5s + 15 + 40/s
Y(s) = (5s² + 15s + 40)/(s(s + 1)(s + 2))
Partial fractions
A = 40/(1·2) = 20
B = 30/((−1)·1) = −30
C = 30/((−2)·(−1)) = 15
Result
y(t) = 20 − 30·e−t + 15·e−2t
y(0.6) = 8.054
Answer
y(0.6) = 8.054
Check: y(0) = A + B + C = 5.
3.Block diagrams
Answer: ess = 0.5926
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Position error constant
Kₚ = G(0) = 11·2/(4·8) = 0.6875
Steady-state error
ess = A/(1 + Kₚ) = 1/(1 + 0.6875) = 0.5926
Answer
ess = 0.5926
4.Block diagrams
Answer: css = 0.3516
Block-diagram algebra: blocks in series multiply (G₁·G₂), blocks in parallel add (G₁ + G₂), and a loop with forward path G and feedback path H reduces to T = G/(1 + G·H) for negative feedback and G/(1 − G·H) for positive feedback. Reduce inner loops first, then work outwards. The closed-loop poles are the roots of the characteristic equation 1 + G(s)H(s) = 0. For a stable loop, a step input of size A gives the steady-state output A·T(0); with unity feedback the steady-state error to a step is A/(1 + Kp) with Kp = G(0).
Transfer functions
C/D = G/(1 + K·G) = 9/(s + 2 + 126)
Steady state
css = 5·9/128 = 0.3516
Answer
css = 0.3516
A larger K reduces the effect of the disturbance, but never to zero with a proportional controller.
5.Step response
Answer: ζ = 0.7556
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
Compare with the standard form
The denominator must match s² + 2ζωₙs + ωₙ².
ωₙ² = 74 → ωₙ = 8.602 rad/s
2ζωₙ = 13 → ζ = 13/(2·8.602) = 0.7556
Result
ζ = 0.7556
Answer
ζ = 0.7556
6.Step response
Answer: ts = 0.4 s
Step response: a first-order system G(s) = K/(τs + 1) answers a step of size U with y(t) = K·U·(1 − e−t/τ): it reaches 63.2 % of the final value K·U after one time constant τ and 98 % after 4τ. A second-order system G(s) = K·ωₙ²/(s² + 2ζωₙs + ωₙ²) has the poles s = −ζωₙ ± jωd with ωd = ωₙ√(1 − ζ²). For 0 < ζ < 1 the step response overshoots: percent overshoot %OS = 100·e−ζπ/√(1−ζ²), peak time tp = π/ωd, and the 2 % settling time ts ≈ 4/(ζωₙ). Compare the denominator with s² + 2ζωₙs + ωₙ² to read off ωₙ and ζ. For a mass–spring–damper ωₙ = √(k/m) and ζ = c/(2√(km)); for a series RLC circuit ωₙ = 1/√(LC) and ζ = (R/2)·√(C/L).
For this loop ζωₙ = a/2 whatever K is: raising K adds overshoot but does not shorten the settling time.
7.Stability: Routh–Hurwitz & root locus
Answer: Kmax = 168
Routh–Hurwitz criterion: a linear system is stable when every root of its characteristic polynomial lies in the left half of the s-plane. Write the coefficients alternately into the first two rows of the Routh array. Each entry of a new row comes from the two rows above it; for a cubic a₃s³ + a₂s² + a₁s + a₀ the s¹ entry is b₁ = (a₂·a₁ − a₃·a₀)/a₂. The number of sign changes in the first column equals the number of roots in the right half-plane. With a gain K in the coefficients, every first-column entry must stay positive: the gain that makes the s¹ entry zero is the stability limit, and the s² row then gives the frequency of the sustained oscillation.
Characteristic polynomial
s³ + 9s² + 20s + 12 + K = 0
Routh array
s³: 1, 20
s²: 9, 12 + K
s¹: (9·20 − 12 − K)/9
s⁰: 12 + K
Condition
The s¹ entry must stay positive.
K < 9·20 − 12 = 168
Answer
Kmax = 168
At the limit the loop oscillates at ω = √20 = 4.472 rad/s.
8.Stability: Routh–Hurwitz & root locus
Answer: si = −18.93
Root locus: as the gain K goes from 0 to ∞, the closed-loop poles, the roots of 1 + K·G(s) = 0, move from the open-loop poles to the open-loop zeros or to infinity. A point on the real axis belongs to the locus when the number of real poles and zeros to its right is odd. The n − m branches that go to infinity follow asymptotes at the angles (2q + 1)·180°/(n − m), which start from the centroid σₐ = (Σ poles − Σ zeros)/(n − m). Branches leave or join the real axis where dK/ds = 0. The angle condition ∠G(s) = 180° fixes the shape, and the magnitude condition K = 1/|G(s)| gives the gain at any point of the locus.
Gain along the real axis
K(s) = −(s² + 8s)/(s + 12)
Stationary points
Differentiate with the quotient rule and set the numerator to zero.
(2s + 8)(s + 12) − (s² + 8s) = s² + 24s + 96 = 0
s = −12 ± √48 = −5.072, −18.93
Break-in point
si = −18.93
Answer
si = −18.93
Between the two break points the locus is a circle centred on the zero, with radius √48 = 6.928.
9.Steady-state error & PID control
Answer: K = 450
Steady-state error: in a unity-feedback loop with open-loop transfer function G(s) the error is E(s) = R(s)/(1 + G(s)), and by the final value theorem ess = lims→0 s·E(s). The system type is the number of poles of G(s) at s = 0. The error constants are Kp = lim G(s), Kv = lim s·G(s) and Ka = lim s²·G(s), all for s → 0. A step of size A gives ess = A/(1 + Kp), a ramp A·t gives A/Kv and a parabola A·t²/2 gives A/Ka. A type-0 loop follows a step with a finite error, a type-1 loop follows it exactly and a ramp with a finite error.
Required error constant
1/(1 + Kp) = 0.1 → Kp = 9
Gain
K/50 = 9 → K = 450
Answer
K = 450
Check the closed-loop stability as well: for this second-order loop any K > 0 is stable.
10.Steady-state error & PID control
Answer: Ki = 2.5
P, PI and PID control: the controller C(s) = Kp + Ki/s + Kd·s acts on the error. A proportional gain makes the loop faster and reduces the error of a type-0 plant, but never removes it. The integral term adds a pole at s = 0: the system type rises by one, and a step is followed without error. The derivative term adds damping. To choose gains, write the closed-loop characteristic polynomial and compare it with s² + 2ζωns + ωn². Then %OS = 100·e−ζπ/√(1−ζ²), tp = π/ωd with ωd = ωn√(1 − ζ²), and ts ≈ 4/(ζωn).
Characteristic polynomial
1 + C(s)G(s) = 0, multiplied by s(s + 5).
s² + (5 + 10Kp)s + 10Ki
Target polynomial
s² + 2·0.7·5s + 5² = s² + 7s + 25
Match the coefficients
10Ki = 25 → Ki = 2.5
Answer
Ki = 2.5
The integral term makes the loop type 1, so a step is followed without steady-state error.
11.Bode plots & margins
Answer: φ = −26.58 °
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.
Corner frequency
ωc = 1/(RC) = 1/(4700·2.2 × 10⁻⁹) = 96712 rad/s
fc = 15392 Hz → f/fc = 7700/15392 = 0.5003
Phase
φ = − atan(0.5003) = −26.58°
Answer
φ = −26.58°
12.Bode plots & margins
Answer: K = 40.69
Frequency response: substitute s = jω in the transfer function. The magnitude in decibels is 20·log₁₀|H(jω)| and the phase is the sum of the angles of the numerator factors minus those of the denominator factors. A first-order RC or RL filter has its corner (−3 dB) frequency at ωc = 1/(RC) or R/L, and fc = ωc/(2π); a low-pass filter gives |H| = 1/√(1 + (ω/ωc)²) and φ = −atan(ω/ωc). In the asymptotic (straight-line) Bode plot each pole bends the magnitude down by 20 dB/decade at its corner frequency, each zero bends it up by 20 dB/decade, and an integrator 1/s gives −20 dB/decade at all frequencies. Gain crossover ωc: |L(jω)| = 1 (0 dB); phase margin PM = 180° + ∠L(jωc). Phase crossover ω180: ∠L(jω) = −180°; gain margin GM = −20·log₁₀|L(jω180)| dB. The closed loop is stable when both margins are positive.